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The Ivy League Advisory Group Review

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The Ivy League Advisory Group, registered in 2014, serves 2 state(s) with a licensed staff of 2 advisors. The Ivy League Advisory Group manages $10.1 million and provides investment advisory services for 117 clients (1:59 advisor/client ratio).



Firm Information


Summary Firm
Overall Rating
Minimum Investment $0
Average Client Balance $86,324
Total AUM $10.1 million
Fee Range .5%-1.25%
Advisor / Client Ratio 1:59
Languages Offered English
Specialities Retirement Planning, Estate Planning, Business Owners, Retirees
Website Visit Site
Phone Number 866-360-2724
Headquarters Tilton, NH
Locations See locations
Facebook Visit Profile
LinkedIn Visit Profile
SEC Filings View SEC IAPD CRD #172730

Investment Philosophy


The cornerstone of our investment philosophy is a commitment to protect and enhance our clients’ wealth over time in a conservative and prudent manner. Our objective is to achieve these results without taking excessive risk. We are especially keen to preserve capital in those periods when the markets are declining.



Disciplinary Questions


After checking the disciplinary records of The Ivy League Advisory Group, our system found no disciplinary questions to ask. Checks take place monthly.



Conflict Questions


After checking the regulatory records of The Ivy League Advisory Group, our system has identified the following question(s) to ask. Learn more.


How does The Ivy League Advisory Group approach insurance sales? What conflicts do I need to be made aware of?


Currently The Ivy League Advisory Group actively practices as insurance brokers or agents, or they are affiliated with an insurance company or agency. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist.


Which securities does The Ivy League Advisory Group trade for itself that it will also be recommending to me?


The Ivy League Advisory Group has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.


Our system found no other conflict questions to ask. Checks take place monthly.



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Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for The Ivy League Advisory Group:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").


View Fee Disclosures




FAQs





Other Firms


Strategic Asset Management Group Advisors, Financial Sense Advisors, Graeter Wealth Advisors, Bridger Financial Services




This automated report was generated using SEC and FINRA data and was last updated on January 4th, 2021*. For data support, email "support@investor.com". Views: 81 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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