Best Financial Advisor Firms Rhode Island 2023

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Written by investor.com

November 03, 2023

We're thrilled to recognize the 2023 Top Financial Advisor Firms in Rhode Island.

Investor.com enables Americans to quickly research and compare over 17,000 financial advisor firms (also known as RIAs) from across the country. The (up to) 100 best firms, with at least one office in Rhode Island, were selected using our rigorous Trust Algorithm, which sorts through more than 500,000 data points from the SEC.

Our analysis contains data as of November 03, 2023 and the specific qualifiers for the Top Financial Advisor Firms (RIAs) in Rhode Island are as follows:

  • Must be rated at least 4.5 stars by investor.com's Trust Algorithm.
  • Must have an office location in Rhode Island.

We applaud these firms for their commitment to fiduciary advice and putting their clients' best interests first. Congratulations!

Company Overall Assets Under Management Total Clients Total Advisors Average Client Balance
Ahead Full Wealth Management 4.5/5 Stars $5.7 million 18 2 $314,042
Apella Wealth 5/5 Stars $2.5 billion 2,903 31 $853,655
Arlen Capital 5/5 Stars $284.9 million 218 4 $1.3 million
Axis Wealth Partners 4.5/5 Stars $172.7 million 533 7 $323,944
Balanced Wealth Management 5/5 Stars $60.0 million 105 3 $571,428
Blue Chip Financial Advisors 4.5/5 Stars $86.5 million 185 1 $467,764
Blue Fin Capital 5/5 Stars $365.7 million 385 2 $949,976
Bountiful Investment Management 4.5/5 Stars $79.7 million 152 3 $524,333
Brave Family Advisors 5/5 Stars $439.3 million 280 5 $1.6 million
Breachway Investments 4.5/5 Stars $105.7 million 155 2 $681,622
Briggs Advisory Group 4.5/5 Stars $421.4 million 429 6 $982,185
Brown Advisory Group 5/5 Stars $24.2 million 85 1 $284,508
Capital Wealth Management 4.5/5 Stars $772.5 million 549 10 $1.4 million
Caster AND Company 4.5/5 Stars $600,001 2 1 $300,000
CB Capital 4.5/5 Stars $68.4 million 54 1 $1.3 million
Coastal Financial Planning 5/5 Stars $33.0 million 53 2 $622,641
Cornerstone Financial Management 5/5 Stars $79.8 million 85 3 $939,172
Cornerstone Investment Services 5/5 Stars $34.5 million 141 2 $244,708
Corrigan Financial 5/5 Stars $931.9 million 1,091 11 $854,186
Diversified Resources 4.5/5 Stars $175.8 million 567 1 $309,967
Efficient Capital Strategies 5/5 Stars $5.1 million 8 1 $635,080
Eliot Rose Wealth Management 4.5/5 Stars $113.7 million 147 2 $773,635
F L Putnam Investment Management Co. 5/5 Stars $4.3 billion 1,673 35 $2.6 million
Factor Investing Group 4.5/5 Stars $213.7 million 438 3 $487,976
Familywealth 4.5/5 Stars $263.3 million 375 14 $702,211
Fiam 4.5/5 Stars $152.4 billion 593 152 $257.0 million
Fidelity Management & Research Company 4.5/5 Stars $3.1 trillion 23,015 3 $136.8 million
Financial Independence 4.5/5 Stars $184.0 million 246 3 $747,831
First Financial Advisory Services 4.5/5 Stars $198.0 million 439 3 $451,027
Forbes Financial Planning 4.5/5 Stars $151.7 million 862 2 $175,931
Fourstar Wealth Advisors 4.5/5 Stars $677.1 million 1,044 25 $648,588
Granite Wealth Management 4.5/5 Stars $40.9 million 120 2 $341,186
Green Street Wealth Advisory 5/5 Stars $11.9 million 33 1 $359,885
Hall Capital Management Company 5/5 Stars $334.6 million 487 3 $687,007
KLR Investment Advisors 4.5/5 Stars $252.7 million 235 4 $1.1 million
Leonard Martin & Associates 4.5/5 Stars $16.0 million 157 1 $101,783
Lighthouse Financial Management 5/5 Stars $158.1 million 119 4 $1.3 million
Lincoln Capital Corporation 5/5 Stars $303.4 million 243 4 $1.2 million
Lodestar Wealth 4.5/5 Stars $11.2 million 40 1 $280,816
M. W. Aragao Investment Advisors 5/5 Stars $35.3 million 610 1 $57,864
Marstone 5/5 Stars $2.8 million 6 2 $464,788
Mcguire Wealth Management 4.5/5 Stars $558.2 million 271 3 $2.1 million
MD Financial / Vestment Financial 4.5/5 Stars $163.7 million 410 4 $399,382
Merlin Asset Management 5/5 Stars $51.9 million 27 1 $1.9 million
Mystic Asset Management 4.5/5 Stars $287.8 million 55 2 $5.2 million
Napatree Capital 4.5/5 Stars $170.2 million 139 5 $1.2 million
Navy Federal Investment Services 4.5/5 Stars $852.4 million 51,299 72 $16,616
Newman Dignan & Sheerar 5/5 Stars $537.8 million 464 6 $1.2 million
Nobadeer Capital Management 5/5 Stars $9.1 million 2 1 $4.6 million
Pallas Capital Advisors 4.5/5 Stars $2.3 billion 997 20 $2.3 million
Pathstone 5/5 Stars $24.8 billion 1,559 85 $15.9 million
Plum Pointe Wealth Management 5/5 Stars $73.5 million 119 4 $617,778
Proactive Financial Solutions 360 4.5/5 Stars $2.6 million 33 2 $78,359
Professional Planning Group 4.5/5 Stars $937.2 million 1,306 9 $717,596
Randall Financial Group 4.5/5 Stars $58.0 million 47 2 $1.2 million
Ransom Advisory 4.5/5 Stars $194.5 million 203 1 $958,247
Roosevelt Investments 5/5 Stars $3.0 billion 4,599 10 $656,197
SCS Capital Management 4.5/5 Stars $29.0 billion 266 24 $109.0 million
Sheeley & Partners Wealth Management 5/5 Stars $103.9 million 98 3 $1.1 million
SK Wealth Management 5/5 Stars $377.2 million 321 5 $1.2 million
Slocum, Gordon & CO 5/5 Stars $241.3 million 138 2 $1.7 million
South Shore Capital Advisors 5/5 Stars $181.0 million 96 3 $1.9 million
Sowa Financial Group 5/5 Stars $310.8 million 516 4 $602,268
Stillwater Investments 5/5 Stars $4.0 million 10 1 $400,000
Strategicpoint Investment Advisors 5/5 Stars $637.6 million 645 7 $988,481
THE Capital Group 5/5 Stars $40.4 million 259 1 $155,924
The Capital Group Fiduciary Advisors 4.5/5 Stars $134.0 million 282 1 $475,215
The Retirement Planning Company of New England 4.5/5 Stars $228.2 million 482 4 $473,535
Wealth Management Resources 4.5/5 Stars $261.0 million 583 6 $447,656
Wealthcare Investment Partners 5/5 Stars $457.7 million 1,483 6 $308,613
Weybosset Research & Management 5/5 Stars $282.9 million 218 2 $1.3 million
Whalerock Point Partners 5/5 Stars $601.9 million 129 5 $4.7 million
Wickford Wealth Management 5/5 Stars $41.2 million 66 1 $623,856
Young Richard C & CO 5/5 Stars $1.4 billion 824 8 $1.7 million

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The “investor.com Star Rating Badge” is only available to RIA firms participating in investor.com’s paid subscription-based program and earning a 4.5 to 5 star review from investor.com; participation in investor.com's paid subscription-based program does not guarantee being awarded an “investor.com Star Rating Badge”. For more information on how investor.com rates and reviews RIA firms, please see the Algorithm page.

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