Written by investor.com
April 07, 2023
We're thrilled to recognize the 2023 Top Financial Advisor Firms in Rhode Island.
Investor.com enables Americans to quickly research and compare over 17,000 financial advisor firms (also known as RIAs) from across the country. The (up to) 100 best firms, with at least one office in Rhode Island, were selected using our rigorous Trust Algorithm, which sorts through more than 500,000 data points from the SEC.
Our analysis contains data as of April 07, 2023 and the specific qualifiers for the Top Financial Advisor Firms (RIAs) in Rhode Island are as follows:
- Must be rated 5 stars by investor.com's Trust Algorithm.
- Must have an office location in Rhode Island.
We applaud these firms for their commitment to fiduciary advice and putting their clients' best interests first. Congratulations!
| Company | Overall | Assets Under Management | Total Clients | Total Advisors | Average Client Balance |
| Ahead Full Wealth Management |
|
$5.7 million | 18 | 2 | $314,042 |
| Apella Capital |
|
$2.5 billion | 2,903 | 31 | $853,655 |
| Arlen Capital |
|
$284.9 million | 218 | 4 | $1.3 million |
| Axis Advisors |
|
$172.7 million | 533 | 7 | $323,944 |
| Balanced Wealth Management |
|
$60.0 million | 105 | 3 | $571,428 |
| Belpointe Asset Management |
|
$3.9 billion | 8,180 | 157 | $471,308 |
| Blue Chip Financial Advisors |
|
$86.5 million | 185 | 1 | $467,764 |
| Blue Fin Capital |
|
$365.7 million | 385 | 2 | $949,976 |
| Brave Family Advisors |
|
$439.3 million | 280 | 5 | $1.6 million |
| Breachway Investments |
|
$59.0 million | 81 | 2 | $728,395 |
| Briggs Advisory Group |
|
$421.4 million | 429 | 6 | $982,185 |
| Capital Preservation Advisors |
|
$1.1 million | 4 | 5 | $283,809 |
| Capital Wealth Management |
|
$772.5 million | 549 | 10 | $1.4 million |
| CB Capital |
|
$68.4 million | 54 | 1 | $1.3 million |
| Coastal Financial Planning |
|
$33.0 million | 53 | 2 | $622,641 |
| Cornerstone Financial Management |
|
$79.8 million | 85 | 3 | $939,172 |
| Cornerstone Investment Services |
|
$34.5 million | 141 | 2 | $244,708 |
| Corrigan Financial |
|
$931.9 million | 1,091 | 11 | $854,186 |
| Diversified Resources |
|
$175.8 million | 567 | 1 | $309,967 |
| Efficient Capital Strategies |
|
$5.1 million | 8 | 1 | $635,080 |
| Eliot Rose Wealth Management |
|
$113.7 million | 147 | 2 | $773,635 |
| Endurance Wealth Management |
|
$1.0 billion | 777 | 5 | $1.3 million |
| F L Putnam Investment Management Co. |
|
$4.3 billion | 1,673 | 35 | $2.6 million |
| Factor Investing Group |
|
$213.7 million | 438 | 3 | $487,976 |
| Familywealth |
|
$263.3 million | 375 | 14 | $702,211 |
| Fiam |
|
$152.4 billion | 593 | 152 | $257.0 million |
| Fidelity Management & Research Company |
|
$3.1 trillion | 23,015 | 3 | $136.8 million |
| Financial Independence |
|
$184.0 million | 246 | 3 | $747,831 |
| Forbes Financial Planning |
|
$151.7 million | 862 | 2 | $175,931 |
| Fourstar Wealth Advisors |
|
$677.1 million | 1,044 | 25 | $648,588 |
| Gladstone Wealth Group |
|
$3.5 billion | 6,571 | 110 | $538,521 |
| Global Retirement Partners |
|
$119.8 billion | 21,226 | 444 | $5.6 million |
| Great Valley Advisor Group |
|
$5.1 billion | 21,368 | 146 | $237,929 |
| Green Street Wealth Advisory |
|
$11.9 million | 33 | 1 | $359,885 |
| Hall Capital Management Company |
|
$334.6 million | 487 | 3 | $687,007 |
| Integrated Wealth Concepts |
|
$7.5 billion | 17,087 | 178 | $436,938 |
| Jeffrey J. Brown, CFP® |
|
$24.2 million | 85 | 1 | $284,508 |
| Leonard Martin & Associates |
|
$16.0 million | 157 | 1 | $101,783 |
| Lighthouse Financial Management |
|
$158.1 million | 119 | 3 | $1.3 million |
| Lincoln Capital Corporation |
|
$303.4 million | 243 | 4 | $1.2 million |
| M. W. Aragao Investment Advisors |
|
$37.5 million | 578 | 0 | $64,840 |
| Marstone |
|
$2.8 million | 6 | 2 | $464,788 |
| Mcguire Wealth Management |
|
$558.2 million | 271 | 3 | $2.1 million |
| MD Financial / Vestment Financial |
|
$163.7 million | 410 | 4 | $399,382 |
| Merlin Asset Management |
|
$51.9 million | 27 | 1 | $1.9 million |
| Napatree Capital |
|
$170.2 million | 139 | 5 | $1.2 million |
| Navy Federal Brokerage Services |
|
$852.4 million | 51,299 | 72 | $16,616 |
| Newman Dignan & Sheerar |
|
$537.8 million | 464 | 6 | $1.2 million |
| Nobadeer Capital Management |
|
$9.1 million | 2 | 1 | $4.6 million |
| Pallas Capital Advisors |
|
$1.5 billion | 776 | 20 | $2.0 million |
| Parsons Capital Management |
|
$1.7 billion | 713 | 12 | $2.4 million |
| Pathstone |
|
$24.8 billion | 1,559 | 85 | $15.9 million |
| Pathway Capital Management |
|
$88.0 billion | 107 | 68 | $822.8 million |
| Plum Pointe Wealth Management |
|
$73.5 million | 119 | 4 | $617,778 |
| Proactive Financial Solutions 360 |
|
$2.6 million | 33 | 2 | $78,359 |
| Professional Planning Group |
|
$937.2 million | 1,306 | 9 | $717,596 |
| Ransom Advisory |
|
$194.5 million | 203 | 1 | $958,247 |
| Roosevelt Investments |
|
$3.4 billion | 4,704 | 11 | $730,843 |
| Safe Harbor Financial Advisors |
|
$0.0 | 40 | 2 | $0.0 |
| SCS Capital Management |
|
$29.0 billion | 266 | 24 | $109.0 million |
| Sheeley & Partners Wealth Management |
|
$103.9 million | 98 | 3 | $1.1 million |
| SK Wealth Management |
|
$377.2 million | 321 | 5 | $1.2 million |
| Slocum, Gordon & CO |
|
$241.3 million | 138 | 2 | $1.7 million |
| South Shore Capital Advisors |
|
$181.0 million | 96 | 3 | $1.9 million |
| Sowa Financial Group |
|
$310.8 million | 516 | 4 | $602,268 |
| Stillwater Investments |
|
$4.0 million | 10 | 1 | $400,000 |
| Strategic Financial Group |
|
$0.0 | 11 | 1 | $0.0 |
| Strategic Point Investment Advisors |
|
$637.6 million | 645 | 7 | $988,481 |
| THE Capital Group |
|
$40.4 million | 259 | 1 | $155,924 |
| The Capital Group Fiduciary Advisors |
|
$134.0 million | 282 | 1 | $475,215 |
| The Mather Group |
|
$8.7 billion | 3,970 | 88 | $2.2 million |
| The Patriot Financial Group |
|
$1.6 billion | 2,855 | 54 | $570,843 |
| Wealthcare Investment Partners |
|
$457.7 million | 1,483 | 6 | $308,613 |
| Weybosset Research & Management |
|
$282.9 million | 218 | 2 | $1.3 million |
| Whalerock Point Partners |
|
$654.5 million | 164 | 5 | $4.0 million |
| Wickford Wealth Management |
|
$41.2 million | 66 | 1 | $623,856 |
| Young Richard C & CO |
|
$1.4 billion | 824 | 8 | $1.7 million |
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About the Editorial Team
investor.com
Investor.com is your trustworthy guide to the world of personal finance. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, investing, retirement planning, and more.