Written by investor.com
December 01, 2022
We're thrilled to recognize the 2023 Top 100 Financial Advisor Firms in Rhode Island.
investor.com enables Americans to quickly research and compare over 17,000 financial advisor firms (RIAs) from across the country. The (up to) 100 best firms, with at least one office in Rhode Island, were selected using our rigorous Trust Algorithm, which sorts through close to one million data points from the SEC.
Our analysis contains data as of December 01, 2022 and the specific qualifiers for the Top Financial Advisor Firms (RIAs) in Rhode Island are as followed:
- Must be Trusted by investor.com.
- Must have an office location in Rhode Island.
We applaud these firms for their commitment to fiduciary advice and putting their clients' best interests first. Congratulations!
| Company | Overall | Assets Under Management | Total Clients | Total Advisors | Average Client Balance |
| Ahead Full Wealth Management |
|
$4.1 million | 14 | 1 | $294,406 |
| Apella Capital |
|
$2.4 billion | 2,432 | 31 | $969,161 |
| Apexium Financial |
|
$2.4 billion | 643 | 7 | $3.7 million |
| Arlen Capital |
|
$323.7 million | 213 | 4 | $1.5 million |
| Armstrong Advisory Group |
|
$889.1 million | 1,011 | 8 | $879,450 |
| Axis Advisors |
|
$178.4 million | 521 | 6 | $342,386 |
| Balanced Wealth Management |
|
$74.0 million | 91 | 1 | $813,186 |
| Belpointe Asset Management |
|
$3.4 billion | 7,432 | 140 | $451,814 |
| Blue Chip Financial Advisors |
|
$96.3 million | 183 | 1 | $526,032 |
| Blue Fin Capital |
|
$403.0 million | 361 | 2 | $1.1 million |
| Brave Family Advisors |
|
$482.2 million | 222 | 5 | $2.2 million |
| Breachway Investments |
|
$72.0 million | 84 | 1 | $857,142 |
| Briggs Advisory Group |
|
$433.1 million | 400 | 8 | $1.1 million |
| Capital Preservation Advisors |
|
$2.8 million | 4 | 5 | $692,576 |
| Capital Wealth Management |
|
$764.5 million | 533 | 9 | $1.4 million |
| CB Capital |
|
$67.6 million | 45 | 1 | $1.5 million |
| Cornerstone Financial Management |
|
$84.4 million | 75 | 3 | $1.1 million |
| Cornerstone Investment Services |
|
$39.5 million | 88 | 2 | $448,332 |
| Corrigan Financial |
|
$1.1 billion | 1,075 | 10 | $1.0 million |
| Diversified Resources |
|
$184.3 million | 567 | 3 | $325,014 |
| Efficient Capital Strategies |
|
$2.9 million | 6 | 1 | $491,302 |
| Eliot Rose Wealth Management |
|
$116.9 million | 139 | 2 | $840,901 |
| Endurance Wealth Management |
|
$1.2 billion | 766 | 5 | $1.6 million |
| F L Putnam Investment Management Co. |
|
$4.5 billion | 1,408 | 31 | $3.2 million |
| Factor Investing Group |
|
$230.8 million | 398 | 3 | $579,903 |
| Fiam |
|
$182.2 billion | 283 | 133 | $643.8 million |
| Fidelity Management & Research Company |
|
$3.7 trillion | 22,547 | 433 | $163.6 million |
| Financial Independence |
|
$209.9 million | 235 | 3 | $893,142 |
| Forbes Financial Planning |
|
$165.6 million | 800 | 2 | $206,974 |
| Fourstar Wealth Advisors |
|
$604.5 million | 793 | 24 | $762,254 |
| Gladstone Wealth Group |
|
$4.0 billion | 6,244 | 107 | $641,617 |
| Great Valley Advisor Group |
|
$4.5 billion | 11,141 | 105 | $402,996 |
| Green Street Wealth Advisory |
|
$13.3 million | 30 | 1 | $442,667 |
| Hall Capital Management Company |
|
$362.5 million | 455 | 3 | $796,688 |
| Hightower Advisors |
|
$103.6 billion | 101,749 | 764 | $1.0 million |
| Integrated Wealth Concepts |
|
$7.8 billion | 17,654 | 187 | $443,301 |
| Jeffrey J. Brown, CFP® |
|
$27.8 million | 106 | 1 | $261,878 |
| Lally Wealth Management |
|
$2.8 million | 19 | 1 | $149,266 |
| Leonard Martin & Associates |
|
$18.4 million | 158 | 1 | $116,392 |
| Lighthouse Financial Management |
|
$176.9 million | 123 | 3 | $1.4 million |
| Lincoln Capital Corporation |
|
$344.6 million | 241 | 4 | $1.4 million |
| M. W. Aragao Investment Advisors |
|
$37.5 million | 578 | 0 | $64,840 |
| Marstone |
|
$3.1 million | 123 | 2 | $25,537 |
| Mcguire Wealth Management |
|
$687.2 million | 275 | 3 | $2.5 million |
| MD Financial / Vestment Financial |
|
$152.4 million | 392 | 3 | $388,750 |
| Napatree Capital |
|
$162.7 million | 145 | 4 | $1.1 million |
| Navy Federal Brokerage Services |
|
$899.1 million | 5,286 | 100 | $170,087 |
| Newman Dignan & Sheerar |
|
$606.3 million | 446 | 6 | $1.4 million |
| Nobadeer Capital Management |
|
$12.3 million | 2 | 1 | $6.1 million |
| Pallas Capital Advisors |
|
$1.6 billion | 796 | 19 | $2.0 million |
| Parsons Capital Management |
|
$1.9 billion | 740 | 12 | $2.5 million |
| Pathway Capital Management |
|
$95.6 billion | 103 | 57 | $928.5 million |
| Plum Pointe Wealth Management |
|
$73.8 million | 121 | 4 | $609,598 |
| Proactive Financial Solutions 360 |
|
$439,400 | 7 | 2 | $62,771 |
| Professional Planning Group |
|
$1.2 billion | 1,314 | 10 | $877,269 |
| Roosevelt Investments |
|
$3.4 billion | 4,704 | 11 | $730,843 |
| Safe Harbor Financial Advisors |
|
$0.0 | 40 | 2 | $0.0 |
| SCS Capital Management |
|
$32.2 billion | 266 | 26 | $121.0 million |
| Sheeley & Partners Wealth Management |
|
$126.0 million | 98 | 3 | $1.3 million |
| SK Wealth Management |
|
$433.1 million | 311 | 4 | $1.4 million |
| Slocum, Gordon & CO |
|
$263.4 million | 169 | 2 | $1.6 million |
| South Shore Capital Advisors |
|
$192.5 million | 98 | 3 | $2.0 million |
| Sowa Financial Group |
|
$369.6 million | 511 | 4 | $723,295 |
| Stillwater Investments |
|
$5.0 million | 10 | 1 | $500,000 |
| Strategic Financial Group |
|
$0.0 | 13 | 1 | $0.0 |
| Strategic Point Investment Advisors |
|
$751.8 million | 645 | 7 | $1.2 million |
| THE Capital Group |
|
$44.3 million | 239 | 1 | $185,355 |
| The Capital Group Fiduciary Advisors |
|
$152.6 million | 273 | 1 | $558,885 |
| The Mather Group |
|
$8.6 billion | 3,048 | 78 | $2.8 million |
| Wealthcare Investment Partners |
|
$477.2 million | 1,123 | 4 | $424,977 |
| Weatherhelm Capital Management |
|
$49.4 million | 83 | 2 | $595,402 |
| Weybosset Research & Management |
|
$300.0 million | 220 | 3 | $1.4 million |
| Whalerock Point Partners |
|
$668.9 million | 159 | 5 | $4.2 million |
| Wickford Wealth Management |
|
$47.3 million | 60 | 1 | $788,123 |
| Young Richard C & CO |
|
$1.4 billion | 759 | 8 | $1.9 million |
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investor.com
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