Lassus Wherley Review

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The following automated report was generated using SEC and FINRA data and was last updated on March 24th, 2020. For data support, email "".

Lassus Wherley, federally registered in 1986, is a Registered Investment Advisor (RIA) in 13 state(s) with a licensed staff of 10 advisors. Lassus Wherley manages $509.8 million and provides investment advisory services for 345 clients (1:35 advisor/client ratio).

Lassus Wherley does meet the requirements to be Trusted by Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.


Firm Information Value
Advisors Directory View Directory
Avg Advisor Years Registered 10
Percentage of Advisors Trusted 78%
Minimum Investment $1,111,111
Average Client Balance $1,477,684
Total AUM $509.8 million
Advisor / Client Ratio 1:35
Headquarters New Providence, NJ
SEC Filings View SEC IAPD CRD #110924
State(s) Registered CA, DC, FL, MD, MA, NH, NJ, NY, NC, PA, SC, TX, VA, WA

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SEC data last verified 03/24/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.