Corda Investment Management Review
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March 1st, 2022
Corda Investment Management, registered in 1999, serves 34 state(s) with a licensed staff of 17 advisors. Corda Investment Management manages $1.2 billion and provides investment advisory services for 1,206 clients (1:71 advisor/client ratio).
Firm Information
| Summary | Firm |
| Overall Rating | |
| Minimum Investment | $500,000 |
| Average Client Balance | $1,030,669 |
| Total AUM | $1.2 billion |
| Fee Range | Our fee is 1% annually on the first $2 million, .75% on the next $3 million, and .10% over $5 million. Please see our ADV. |
| Advisor / Client Ratio | 1:71 |
| Languages Offered | English |
| Specialities | Retirement Planning, Estate Planning, Socially Responsible Investment, Investment Planning and Management |
| Website | Visit Site |
| Phone Number | 713-439-0665 |
| Headquarters | Houston, TX |
| Locations | See locations |
| Visit Profile | |
| cordamgt | |
| Visit Profile | |
| SEC Filings | View SEC IAPD CRD #108046 |
Investment Philosophy
We build long term individualized portfolios and seek to purchase businesses trading at a discount to intrinsic value. This time tested approach was set forth originally by Benjamin Graham and implemented by others such as Warren Buffett. We incorporate ESG data as part of the overall investment process. Our goal is to reduce risk and identify businesses striving for sustainable excellence.
Disciplinary Questions
After checking the disciplinary records of Corda Investment Management, our system found no disciplinary questions to ask. Checks take place monthly.
Conflict Questions
After checking the regulatory records of Corda Investment Management, our system has identified the following question(s) to ask. Learn more.
Which securities does Corda Investment Management trade for itself that it will also be recommending to me?
Corda Investment Management has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.
Our system found no other conflict questions to ask. Checks take place monthly.
Disciplinary History
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Corda Investment Management:
Cost
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
FAQs
What services can Corda Investment Management provide?
As a financial advisory firm, Corda Investment Management can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Where is Corda Investment Management headquartered? Which states do its financial advisors serve?
Corda Investment Management is headquartered in Houston, TX and currently serves in 34 states: Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kentucky, Louisiana, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Virginia, Washington, Wisconsin.
What is the average client balance at Corda Investment Management?
While Corda Investment Management advises clients across a variety of portfolio sizes, the average client balance is currently $1,030,669. In total, Corda Investment Management manages $1,242,987,987 in assets.
What is the historical performance of Corda Investment Management?
Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
Can I write a review of Corda Investment Management or file a complaint?
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
Other Firms
Concord Advisory Group, Settanni Financial, Connolly Financial Advisors, NI Advisors
This automated report was generated using SEC and FINRA data and was last updated on March 1st, 2022*. For data support, email "support@investor.com". Views: 798 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.
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