June 4th, 2021
Better Financial Education, registered in 2010, serves 1 state(s) with a licensed staff of 1 advisors. Better Financial Education manages $0.00 and provides investment advisory services for 73 clients (1:73 advisor/client ratio).
|Average Client Balance||$0|
|Fee Range||AUM fees range from 0.40%-1.20% depending on account balance. Please contact us for more details.|
|Advisor / Client Ratio||1:73|
|Languages Offered||English, Spanish|
|Specialities||Retirement Planning, Investment Planning and Management, Inherited Wealth, Socially Responsible Investment|
|Clientele||Works primarily with clients residing in the United States.|
|SEC Filings||View SEC IAPD CRD #155213|
As a firm, our focus is to understand your goals and develop a plan to reach them. Planning comes first, and that guides investing specific to those plans. The ultimate goal? To provide you meaningful insights and understanding into your own financial situation. Not what you already know, but from different perspectives into what you don't know and see YET. That's a better financial education.
After checking the disciplinary records of Better Financial Education, our system found no disciplinary questions to ask. Checks take place monthly.
After checking the regulatory records of Better Financial Education, our system found no conflict questions to ask. Checks take place monthly.
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Better Financial Education:
|Activity Restriction – SRO||No|
|Attorney/Accountant Authorization Revocation – SRO||No|
|Business License Revocation – SRO||No|
|Business License Revocation - SEC/CFTC||No|
|Business License Revocation - Other Regulatory Agencies||No|
|Dismissal upon Settlement – Court||No|
|Investment-Related Prohibition - Court||No|
|False Statements or Omissions – SRO||No|
|False Statements or Omissions - Other Regulatory Agencies||No|
|False Statements or Omissions - SEC/CFTC||No|
|Monetary Penalty - SEC/CFTC||No|
|Order Entered - SEC/CFTC||No|
|Order Entered - Other Regulatory Agencies||No|
|Regulation Violations - SEC/CFTC||No|
|Regulation Violations - Other Regulatory Agencies||No|
|Regulation Violations – SRO||No|
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
|Insurance Agent Conflict - Affiliation||No|
|Insurance Agent Conflict - Firm||No|
|Private Investment Management||No|
|Trades Recommended Securities||No|
As a financial advisory firm, Better Financial Education can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Better Financial Education is headquartered in Roseville, CA. Better Financial Education offers financial advisor services in 1 state: California.
While Better Financial Education advises clients across a variety of portfolio sizes, the average client balance is currently $0. In total, Better Financial Education manages $0 in assets.
The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
This automated report was generated using SEC and FINRA data and was last updated on June 4th, 2021*. For data support, email "firstname.lastname@example.org". Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.