Bestria, registered in 2020, serves 1 state(s) with a licensed staff of 1 advisors. Bestria manages $11.3 million and provides investment advisory services for 10 clients (1:10 advisor/client ratio).
|Average Client Balance||$1,130,000|
|Total AUM||$11.3 million|
|Fee Range||$1 - $1M: 1.5%, $1M-$10M: 1% $10M - and up: .75%|
|Advisor / Client Ratio||1:10|
|Specialities||Investment Planning and Management, Socially Responsible Investment, Inherited Wealth, Single Parents|
|Headquarters||Santa Monica, CA|
|SEC Filings||View SEC IAPD CRD #309261|
Bestria provides investment management services for our clients following a thorough review of their goals, risk profile, and need for income and growth. Our philosophy is grounded in a long-term, customized approach, based on a balanced, well-diversified portfolio that provides us with the ability to capitalize on opportunities in markets.
After checking the disciplinary records of Bestria, our system found no disciplinary questions to ask. Checks take place monthly.
After checking the regulatory records of Bestria, our system found no conflict questions to ask. Checks take place monthly.
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Bestria:
|Activity Restriction – SRO||No|
|Attorney/Accountant Authorization Revocation – SRO||No|
|Business License Revocation – SRO||No|
|Business License Revocation - SEC/CFTC||No|
|Business License Revocation - Other Regulatory Agencies||No|
|Dismissal upon Settlement – Court||No|
|Investment-Related Prohibition - Court||No|
|False Statements or Omissions – SRO||No|
|False Statements or Omissions - Other Regulatory Agencies||No|
|False Statements or Omissions - SEC/CFTC||No|
|Monetary Penalty - SEC/CFTC||No|
|Order Entered - SEC/CFTC||No|
|Order Entered - Other Regulatory Agencies||No|
|Regulation Violations - SEC/CFTC||No|
|Regulation Violations - Other Regulatory Agencies||No|
|Regulation Violations – SRO||No|
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
|Insurance Agent Conflict - Affiliation||No|
|Insurance Agent Conflict - Firm||No|
|Private Investment Management||No|
|Trades Recommended Securities||No|
As a financial advisory firm, Bestria can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Bestria is headquartered in Santa Monica, CA. Bestria offers financial advisor services in 1 state: California.
While Bestria advises clients across a variety of portfolio sizes, the average client balance is currently $1,130,000. In total, Bestria manages $11,300,000 in assets.
The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
This automated report was generated using SEC and FINRA data and was last updated on September 4th, 2021*. For data support, email "firstname.lastname@example.org". Views: 129 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.