Steele Capital Management Review

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The following automated report was generated using SEC and FINRA data and was last updated on April 1st, 2020*. For data support, email "". Views: 83 (trailing six months).

Steele Capital Management, federally registered in 1995, is a Registered Investment Advisor (RIA) in 19 state(s) with a licensed staff of 9 advisors. Steele Capital Management manages $2.2 billion and provides investment advisory services for 1,491 clients (1:166 advisor/client ratio).

Steele Capital Management does meet the requirements to be Trusted by Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.


Firm Information Value
Advisors Directory View Directory
Avg Advisor Years Registered 17
Percentage of Advisors Trusted 100%
Minimum Investment $0
Average Client Balance $1,457,646
Total AUM $2.2 billion
Advisor / Client Ratio 1:166
Headquarters 788 Main ST Dubuque, IA 52001
SEC Filings View SEC IAPD CRD #107097
State(s) Registered AZ, CA, CO, FL, GA, IL, IN, IA, MI, MN, MO, NE, NJ, NY, NC, RI, SD, TX, WI

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*SEC data last verified 04/01/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.