Mainstay Capital Management

Is this your firm? Verify your profile

Trust Score 98%
Trust Score  info_outline

Mainstay Capital Management, federally registered in 2000, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 16 advisors. Mainstay Capital Management manages $2.6 billion and provides investment advisory services for 3,636 clients (1:228 advisor/client ratio). This firm does not have a disciplinary history.

Last updated: October 16th, 2019. Data source: SEC filings.


View More keyboard_arrow_down


View More keyboard_arrow_down

Download PDF

Firm Information

Feature Value
Rank (United States) Top 1%
Advisors Directory View Directory
Top Advisor Shannon Mary Peterson
Avg Advisor Trust Score 96
Avg Advisor Years Registered 6
Minimum Investment $200,000
Average Client Balance $705,703
Total AUM $2.6 billion
Advisor / Client Ratio 1:228
Headquarters Grand Blanc, MI
SEC Filings Forms and Brochures    (CRD # 109528)
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY

Questions & Answers

Get answers about Mainstay Capital Management

Ask a question question_answer

Wilquet wrote: Is Mainstay Capital Management a fiduciary?

5 months ago
Response from Jessica H at

Yes, all our research suggests Mainstay Capital Management has clients best interest for all account types.