West Branch Capitalverified_user
open_in_new Visit Site phone 413-256-1225
Last updated: January 21st, 2020. Data source: SEC filings.
West Branch Capital, federally registered in 2013, is a Registered Investment Advisor (RIA) in 10 state(s) with a licensed staff of 7 advisors. West Branch Capital manages $323.6 million and provides investment advisory services for 307 clients (1:44 advisor/client ratio). This firm does not have a disciplinary history.
Benefits
info_outline- Firm does not have any felony convictions.
- Firm uses a transparent fee-only model.
- Firm is a not a broker-dealer, nor is affiliated with one and must act as a fiduciary at all times.
- The firm's website is secure.
- Firm does not have any misdemeanor convictions.
- Firm does not have a 12b-1 conflict.
- Firm does not serve as an underwriter or general or managing partner of the products they recommend.
- Firm does not offer proprietary products.
- Firm does not have an attorney conflict.
- Firm does not accept performance-based fees.
- Firm does not perform side-by-side management.
- Firm provides mobile-friendly experience for their clients.
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Considerations
info_outline- Firm has been federally registered for only 6 years.
- Firm has less than $1B in assets under management.
- The firm, or a related person, trade securities for themselves that they also recommend to their clients.
- Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients.
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Firm Information
| Feature | Value |
| Rank (United States) | Not Ranked |
| Advisors Directory | View Directory |
| Avg Advisor Years Registered | 6 |
| Percentage of Advisors Trusted | 88% |
| Minimum Investment | $1,000,000 |
| Average Client Balance | $1,054,167 |
| Total AUM | $323.6 million |
| Advisor / Client Ratio | 1:44 |
| Headquarters | Amherst, MA |
| SEC Filings | Forms and Brochures (CRD # 133813) |
| State(s) Registered | CA, CT, FL, LA, MA, NH, NY, NC, TX, VA |
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