West Branch Capital Reviewverified_user
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The following automated report was generated using SEC and FINRA data and was last updated on April 7th, 2020*. For data support, email "support@investor.com". Views: 339 (trailing six months).
West Branch Capital, federally registered in 2013, is a Registered Investment Advisor (RIA) in 10 state(s) with a licensed staff of 8 advisors. West Branch Capital manages $410.8 million and provides investment advisory services for 355 clients (1:45 advisor/client ratio).
West Branch Capital does meet the requirements to be Trusted by investor.com. Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.
| Cost Considerations | Firm |
| 12B-1 Fees | No |
| Attorney Conflict | No |
| Broker-Dealer Conflict | No |
| Performance-Based Fees | No |
| Commissions Conflict | No |
| Insurance Agent Conflict - Affiliation | No |
| Insurance Agent Conflict - Firm | No |
| Non-Secure Website | No |
| Private Investment Management | No |
| Proprietary Products | No |
| Side-by-Side Management | No |
| Soft-dollar Arrangements | Yes |
| Trades Recommended Securities | Yes |
| Firm Information | Value |
| Advisors Directory | View Directory |
| Avg Advisor Years Registered | 20 |
| Percentage of Advisors Trusted | 100% |
| Minimum Investment | $1,000,000 |
| Average Client Balance | $1,157,157 |
| Total AUM | $410.8 million |
| Advisor / Client Ratio | 1:45 |
| Headquarters | Amherst, MA |
| SEC Filings | View SEC IAPD CRD #133813 |
| State(s) Registered | CA, CT, FL, LA, MA, NH, NY, NC, TX, VA |
What financial services does West Branch Capital offer?
As a financial advisory firm, also known as a Registered Investment Advisor (RIA), West Branch Capital can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Where is West Branch Capital headquartered? Which states do its financial advisors serve?
West Branch Capital is headquartered in Amherst, MA. West Branch Capital offers financial advisor services in 10 states: California, Connecticut, Florida, Louisiana, Massachusetts, New Hampshire, New York, North Carolina, Texas, Virginia.
What is the average client balance at West Branch Capital?
While West Branch Capital advises clients across a variety of portfolio sizes, the average client balance is currently $1,157,157. In total, West Branch Capital manages $410,790,982 in assets.
*SEC data last verified 04/07/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.
