Tobias Financial Advisors Review

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The following automated report was generated using SEC and FINRA data and was last updated on April 1st, 2020*. For data support, email "support@investor.com".

Tobias Financial Advisors, federally registered in 1989, is a Registered Investment Advisor (RIA) in 6 state(s) with a licensed staff of 5 advisors. Tobias Financial Advisors manages $429.2 million and provides investment advisory services for 228 clients (1:46 advisor/client ratio).

Tobias Financial Advisors does meet the requirements to be Trusted by investor.com. Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.

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Firm Information Value
Advisors Directory View Directory
Avg Advisor Years Registered 11
Percentage of Advisors Trusted 100%
Minimum Investment $1,000,000
Average Client Balance $1,882,456
Total AUM $429.2 million
Advisor / Client Ratio 1:46
Headquarters Plantation, FL
SEC Filings View SEC IAPD CRD #104711
State(s) Registered CA, FL, LA, NJ, NY, TX

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*SEC data last verified 04/01/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.

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