Thompson Investment Management Review


Trust Score 97%
Trust Score info_outline
Share

Thompson Investment Management, federally registered in 2003, is a Registered Investment Advisor (RIA) in 7 state(s) with a licensed staff of 5 advisors. Thompson Investment Management manages $3.4 billion and provides investment advisory services for 283 clients (1:57 advisor/client ratio).

Thompson Investment Management requires a $100,000 minimum investment and charges a blended rate between 1.00% and 0.70% for ongoing portfolio management services, depending on the size of the portfolio.

Benefits


  • Firm uses a transparent fee-only model
  • Firm has $1B or more in assets under management
  • Firm has been federally registered for 15 years

Considerations


  • There is only one licensed advisor for every 57 clients (industry average 1:50)
  • Firm serves fewer than 1,000 clients
  • Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients

View Full Report


Managed Investing


Feature Value
Estimated Fees (Annual) $0 on $100,000 portfolio
Disciplinary History No
Total AUM $3.4 billion
Average Account AUM $11,932,805
Hybrid Advisor No
Annual Management Fee Notes None
Minimum Investment $100,000
Minimum Annual Fee $1,000
Advisor / Client Ratio 1:57
Headquarters Madison, WI
SEC Filings Forms and Brochures


Annual Fee Ranges Percent
$0 to $2,000,000 1.00%
$2,000,001 to $5,000,000 0.80%
$5,000,001+ 0.70%


Questions & Answers



Get answers about Thompson Investment Management


Ask a question question_answer


Feedback