The Ivy League Advisory Group Review
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January 4th, 2021
The Ivy League Advisory Group, registered in 2014, serves 2 state(s) with a licensed staff of 2 advisors. The Ivy League Advisory Group manages $10.1 million and provides investment advisory services for 117 clients (1:59 advisor/client ratio).
Firm Information
| Summary | Firm |
| Overall Rating | |
| Minimum Investment | $0 |
| Average Client Balance | $86,324 |
| Total AUM | $10.1 million |
| Fee Range | .5%-1.25% |
| Advisor / Client Ratio | 1:59 |
| Languages Offered | English |
| Specialities | Retirement Planning, Estate Planning, Business Owners, Retirees |
| Website | Visit Site |
| Phone Number | 866-360-2724 |
| Headquarters | Tilton, NH |
| Locations | See locations |
| Visit Profile | |
| Visit Profile | |
| SEC Filings | View SEC IAPD CRD #172730 |
Investment Philosophy
The cornerstone of our investment philosophy is a commitment to protect and enhance our clients’ wealth over time in a conservative and prudent manner. Our objective is to achieve these results without taking excessive risk. We are especially keen to preserve capital in those periods when the markets are declining.
Disciplinary Questions
After checking the disciplinary records of The Ivy League Advisory Group, our system found no disciplinary questions to ask. Checks take place monthly.
Conflict Questions
After checking the regulatory records of The Ivy League Advisory Group, our system has identified the following question(s) to ask. Learn more.
How does The Ivy League Advisory Group approach insurance sales? What conflicts do I need to be made aware of?
Currently The Ivy League Advisory Group actively practices as insurance brokers or agents, or they are affiliated with an insurance company or agency. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist.
Which securities does The Ivy League Advisory Group trade for itself that it will also be recommending to me?
The Ivy League Advisory Group has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.
Our system found no other conflict questions to ask. Checks take place monthly.
Disciplinary History
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for The Ivy League Advisory Group:
Cost
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
FAQs
What services can The Ivy League Advisory Group provide?
As a financial advisory firm, The Ivy League Advisory Group can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Where is The Ivy League Advisory Group headquartered? Which states do its financial advisors serve?
The Ivy League Advisory Group is headquartered in Tilton, NH. The Ivy League Advisory Group offers financial advisor services in 2 states: New Hampshire, Vermont.
What is the average client balance at The Ivy League Advisory Group?
While The Ivy League Advisory Group advises clients across a variety of portfolio sizes, the average client balance is currently $86,324. In total, The Ivy League Advisory Group manages $10,100,000 in assets.
What is the historical performance of The Ivy League Advisory Group?
The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
Can I write a review of The Ivy League Advisory Group or file a complaint?
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
Other Firms
Kassouf Wealth Advisors, Copia Wealth Management Advisors, Capital City Wealth Management, Walker & Associates
This automated report was generated using SEC and FINRA data and was last updated on January 4th, 2021*. For data support, email "support@investor.com". Views: 97 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.
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