Summit Portfolio Management
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August 4th, 2020
Summit Portfolio Management, registered in 1994, is a Registered Investment Advisor (RIA) in 4 state(s) with a licensed staff of 1 advisors. Summit Portfolio Management manages $112.2 million and provides investment advisory services for 111 clients (1:111 advisor/client ratio).
Disciplinary Questions
After checking the disciplinary records of Summit Portfolio Management, our system found no disciplinary questions to ask. Checks take place monthly.
Conflict Questions
After checking the regulatory records of Summit Portfolio Management, our system found no conflict questions to ask. Checks take place monthly.
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Firm Information
As a financial advisory firm, also known as a Registered Investment Advisor (RIA), Summit Portfolio Management can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
| Summary | Firm |
| Overall Rating | |
| Advisors Directory | View Directory |
| Avg Advisor Years Registered | 19 |
| Minimum Investment | $250,000 |
| Average Client Balance | $1,011,109 |
| Total AUM | $112.2 million |
| Investment-Related Prohibition - Court | No |
| Advisor / Client Ratio | 1:111 |
| Languages Offered | Ask firm |
| Specialities | Ask firm |
| Website | Visit Site |
| Phone Number | 702-838-9999 |
| Headquarters | Las Vegas, NV |
| SEC Filings | View SEC IAPD CRD #111243 |
Disciplinary History
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Summit Portfolio Management:
Cost
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
FAQs
Where is Summit Portfolio Management headquartered? Which states do its financial advisors serve?
Summit Portfolio Management is headquartered in Las Vegas, NV. Summit Portfolio Management offers financial advisor services in 4 states: Arizona, California, Nevada, Texas.
What is the average client balance at Summit Portfolio Management?
While Summit Portfolio Management advises clients across a variety of portfolio sizes, the average client balance is currently $1,011,109. In total, Summit Portfolio Management manages $112,233,204 in assets.
What is the historical performance of Summit Portfolio Management?
Fun Fact: No regulator currently tracks portfolio performance metrics for the financial planning industry. Remember, the financial plan your financial advisor creates with you will always be unique to your personal financial situation. That's the value of working with a financial advisor.
Can I write a review of Summit Portfolio Management or file a complaint?
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
This automated report was generated using SEC and FINRA data and was last updated on August 4th, 2020*. For data support, email "support@investor.com". Views: 347 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.
*SEC data last verified 08/10/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA. Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process.
