Sheaff Brock Investment Advisors

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Trust Score 94%
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Sheaff Brock Investment Advisors, federally registered in 2002, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 21 advisors. Sheaff Brock Investment Advisors manages $846.0 million and provides investment advisory services for 1,029 clients (1:49 advisor/client ratio). This firm does not have a disciplinary history.

Last updated: September 21st, 2019. Data source: SEC filings.

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Firm Information


Feature Value
Rank (United States) 1,343 / 7,646
Top Advisors View Advisors
Minimum Investment $500,000
Average Client Balance $822,117
Dually-Registered No
Disciplinary History No
Total AUM $846.0 million
Advisor / Client Ratio 1:49
Headquarters Indianapolis, IN
SEC Filings Forms and Brochures    (CRD # 118739)
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY


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