Sheaff Brock Investment Advisors Review


Trust Score 80%
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Sheaff Brock Investment Advisors, federally registered in 2002, is a Registered Investment Advisor (RIA) in 52 state(s) with a licensed staff of 23 advisors. Sheaff Brock Investment Advisors manages $1 billion and provides investment advisory services for 1,055 clients (1:46 advisor/client ratio).

The maximum Advisory Fee rate for the IPM and MPM Services is 1.75% based upon a percentage of assets under management.

Benefits


  • Firm uses a transparent fee-only model
  • Firm uses a trusted custodian
  • There is one licensed advisor for every 46 clients (industry average 1:50)

Considerations


  • Firm has been federally registered for only 16 years
  • Communications sent to the firm’s website are not secure and encrypted
  • Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients

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Managed Investing


Feature Value
Estimated Fees (Annual) N/A on $0 portfolio
Annual Management Fee Notes The maximum Advisory Fee rate for the IPM and MPM Services is 1.75% based upon a percentage of assets under management.
Minimum Investment $500,000
Minimum Annual Fee $0
Average Account AUM $988,132
Hybrid Advisor No
Disciplinary History No
Total AUM $1 billion
Advisor / Client Ratio 1:46
Headquarters Indianapolis, IN
SEC Filings Forms and Brochures


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