Sheaff Brock Investment Advisors Review

Trust Score 94%
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Last updated: July 16th, 2019. Data source: SEC filings.

Sheaff Brock Investment Advisors, federally registered in 2002, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 21 advisors. Sheaff Brock Investment Advisors manages $846.0 million and provides investment advisory services for 1,029 clients (1:49 advisor/client ratio). This firm does not have a disciplinary history.


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Firm Information

Feature Value
Minimum Investment $500,000
Average Client Balance $822,117
Hybrid Advisor No
Disciplinary History No
Total AUM $846.0 million
Advisor / Client Ratio 1:49
Headquarters Indianapolis, IN
SEC Filings Forms and Brochures    (CRD # 118739)
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY

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