SEM Wealth Management

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Last updated: February 23rd, 2020. Data source: SEC filings.

SEM Wealth Management, federally registered in 1998, is a Registered Investment Advisor (RIA) in 26 state(s) with a licensed staff of 4 advisors. SEM Wealth Management manages $455.1 million and provides investment advisory services for 1,689 clients (1:423 advisor/client ratio). This firm does not have a disciplinary history.



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Firm Information

Feature Value
Rank (United States) Top 10%
Advisors Directory View Directory
Avg Advisor Years Registered 16
Percentage of Advisors Trusted 83%
Minimum Investment $50,000
Average Client Balance $269,457
Total AUM $455.1 million
Advisor / Client Ratio 1:423
Headquarters Tanque Verde RD Tucson, AZ
SEC Filings View SEC IAPD CRD #112142
State(s) Registered AZ, AR, CA, CO, FL, GA, IA, MD, MI, MN, MO, NE, NH, NJ, NY, NC, OH, OK, PA, SC, TX, UT, VA, WA, WV, WI

SEC data last verified 02/23/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.