SEM Wealth Management Review


Trust Score 96%
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SEM Wealth Management, federally registered in 1998, is a Registered Investment Advisor (RIA) in 31 state(s) with a licensed staff of 4 advisors. SEM Wealth Management manages $421.8 million and provides investment advisory services for 1,603 clients (1:401 advisor/client ratio).

SEM Wealth Management requires a $50,000 minimum investment and charges a blended rate between 2.25% and 1.35% for ongoing portfolio management services, depending on the size of the portfolio.

Benefits


  • Firm uses a transparent fee-only model
  • Firm uses a trusted custodian
  • Firm has been federally registered for 20 years

Considerations


  • There is only one licensed advisor for every 401 clients (industry average 1:50)
  • Firm has less than $1B in assets under management
  • Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients

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Managed Investing


Feature Value
Estimated Fees (Annual) $0 on $100,000 portfolio
Annual Management Fee Notes None
Minimum Investment $50,000
Minimum Annual Fee $0
Average Account AUM $263,131
Hybrid Advisor No
Disciplinary History No
Total AUM $421.8 million
Advisor / Client Ratio 1:401
Headquarters Tanque Verde RD Tucson, AZ
SEC Filings Forms and Brochures


Annual Fee Ranges Percent
$0 to $250,000 2.25%
$250,001 to $500,000 2.10%
$500,001 to $1,000,000 1.95%
$1,000,001 to $1,500,000 1.80%
$1,500,001 to $2,000,000 1.65%
$2,000,001 to $4,000,000 1.50%
$4,000,001+ 1.35%


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