Saratoga Research & Investment Management, federally registered in 2000, is a Registered Investment Advisor (RIA) in 8 state(s) with a licensed staff of 12 advisors. Saratoga Research & Investment Management manages $2.0 billion and provides investment advisory services for 3,616 clients (1:302 advisor/client ratio). This firm does not have a disciplinary history.

Benefits

high

Firm does not have any felony convictions

Firm uses a transparent fee-only model

Firm has been federally registered for 18 years

medium

Firm has $1B or more in assets under management

The firm's website is secure

Firm does not have any misdemeanor convictions

low

Firm does not privately manage or own the products they recommend

Firm does not offer proprietary products

Firm does not have an attorney conflict

Firm does not accept performance-based fees

Firm does not perform side-by-side management

Firm provides mobile-friendly experience for their clients

Considerations

low

Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients

Feature

Value

Minimum Investment

$100,000

Avg Account Balance

$556,849

Hybrid Advisor

Disciplinary History

Total AUM

$2.0 billion

Advisor / Client Ratio

1:302

Headquarters

E Saratoga, CA

SEC Filings

Forms and Brochures

State(s) Registered

AZ, CA, FL, NV, NY, OR, TX, WA

Saratoga Research & Investment Management Review

Benefits

high

medium

low

Considerations

low

Firm Information

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