Saratoga Research & Investment Management Review


Trust Score 85%
Trust Score info_outline
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Saratoga Research & Investment Management, federally registered in 2000, is a Registered Investment Advisor (RIA) in 15 state(s) with a licensed staff of 12 advisors. Saratoga Research & Investment Management manages $2 billion and provides investment advisory services for 3,234 clients (1:270 advisor/client ratio).

Fees generally vary from 1.00% to 1.20% of assets under management.

Benefits


  • Firm uses a transparent fee-only model
  • Firm uses a trusted custodian
  • Firm has $1B or more in assets under management

Considerations


  • There is only one licensed advisor for every 270 clients (industry average 1:50)
  • Firm has been federally registered for only 18 years
  • Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients

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Managed Investing


Feature Value
Estimated Fees (Annual) N/A on $0 portfolio
Annual Management Fee Notes Fees generally vary from 1.00% to 1.20% of assets under management.
Minimum Investment $100,000
Minimum Annual Fee $0
Average Account AUM $653,399
Hybrid Advisor No
Disciplinary History No
Total AUM $2 billion
Advisor / Client Ratio 1:270
Headquarters E Saratoga, CA
SEC Filings Forms and Brochures


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