Saratoga Research & Investment Management

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Last updated: February 23rd, 2020. Data source: SEC filings.


Saratoga Research & Investment Management, federally registered in 2000, is a Registered Investment Advisor (RIA) in 36 state(s) with a licensed staff of 12 advisors. Saratoga Research & Investment Management manages $2.0 billion and provides investment advisory services for 3,616 clients (1:302 advisor/client ratio). This firm does not have a disciplinary history.

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Firm Information


Feature Value
Rank (United States) Top 5%
Advisors Directory View Directory
Avg Advisor Years Registered 12
Percentage of Advisors Trusted 87%
Minimum Investment $100,000
Average Client Balance $556,849
Total AUM $2.0 billion
Advisor / Client Ratio 1:302
Headquarters E Saratoga, CA
SEC Filings View SEC IAPD CRD #110506
State(s) Registered AL, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, LA, MD, MA, MI, MN, MO, MT, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WV, WI

SEC data last verified 02/23/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.



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