Rocaton Investment Advisors Review


Trust Score 97%
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Rocaton Investment Advisors, federally registered in 2002, is a Registered Investment Advisor (RIA) in 3 state(s) with a licensed staff of 55 advisors. Rocaton Investment Advisors manages $10.0 billion and provides investment advisory services for 66 clients (1:2 advisor/client ratio).

Fees may vary, please contact an advisor.

Benefits


  • Firm uses a transparent fee-only model
  • There is one licensed advisor for every 2 clients (industry average 1:50)
  • Firm has $1B or more in assets under management

Considerations


  • Firm serves fewer than 1,000 clients
  • Firm may recommend proprietary investments and products that generate larger commissions than other similar non-proprietary products
  • Custodian is unknown

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Managed Investing


Feature Value
Estimated Fees (Annual) N/A on $0 portfolio
Disciplinary History No
Total AUM $10.0 billion
Average Account AUM $150,945,454
Hybrid Advisor No
Annual Management Fee Notes Fees may vary, please contact an advisor.
Minimum Investment $0
Minimum Annual Fee $0
Advisor / Client Ratio 1:2
Headquarters Norwalk, CT
SEC Filings Forms and Brochures


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