Regis Management Company Review

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The following automated report was generated using SEC and FINRA data and was last updated on May 31st, 2020*. For data support, email "". Firms that receive a 4.5 or 5-star rating are considered Trusted by Learn more.

Regis Management Company, registered in 2008, is a Registered Investment Advisor (RIA) in 2 state(s) with a licensed staff of 5 advisors. Regis Management Company manages $3.7 billion and provides investment advisory services for 53 clients (1:11 advisor/client ratio).


Firm Information Value
Overall Rating
Advisors Directory View Directory
Avg Advisor Years Registered 9
Minimum Investment $1,000,000
Average Client Balance $70,195,332
Total AUM $3.7 billion
Advisor / Client Ratio 1:11
Headquarters Palo Alto, CA
SEC Filings View SEC IAPD CRD #128449
State(s) Registered CA, TX

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*SEC data last verified 05/31/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.