Prentiss Smith & Company Review

Trust Score 96%
Trust Score info_outline

Last updated: June 26th, 2019. Data source: SEC filings.

Prentiss Smith & Company, federally registered in 1982, is a Registered Investment Advisor (RIA) in 14 state(s) with a licensed staff of 3 advisors. Prentiss Smith & Company manages $395.9 million and provides investment advisory services for 571 clients (1:191 advisor/client ratio). This firm does not have a disciplinary history.


View More keyboard_arrow_down


View More keyboard_arrow_down

Download PDF

Firm Information

Feature Value
Minimum Investment $400,000
Average Client Balance $693,272
Hybrid Advisor No
Disciplinary History No
Total AUM $395.9 million
Advisor / Client Ratio 1:191
Headquarters Brattleboro, VT
SEC Filings Forms and Brochures    (CRD # 110928)
State(s) Registered AZ, CA, CT, DC, FL, MD, MA, MI, NE, NH, NY, OH, PA, TX, VT

Questions & Answers

Get answers about Prentiss Smith & Company

Ask a question question_answer

Share Firm Profile