Prentiss Smith & Company Review


Trust Score 96%
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Prentiss Smith & Company, federally registered in 1982, is a Registered Investment Advisor (RIA) in 15 state(s) with a licensed staff of 5 advisors. Prentiss Smith & Company manages $439.8 million and provides investment advisory services for 554 clients (1:111 advisor/client ratio).

Prentiss Smith & Company requires a $400,000 minimum investment and charges a blended rate between 0.75% and 0.55% for ongoing portfolio management services, depending on the size of the portfolio.

Benefits


  • Firm uses a transparent fee-only model
  • Firm has been federally registered for 36 years
  • Communications sent to the firm’s website are secure and encrypted

Considerations


  • There is only one licensed advisor for every 111 clients (industry average 1:50)
  • Firm has less than $1B in assets under management
  • Firm serves fewer than 1,000 clients

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Managed Investing


Feature Value
Estimated Fees (Annual) $0 on $100,000 portfolio
Annual Management Fee Notes None
Minimum Investment $400,000
Minimum Annual Fee $0
Average Account AUM $793,870
Hybrid Advisor No
Disciplinary History No
Total AUM $439.8 million
Advisor / Client Ratio 1:111
Headquarters 38 Park Place Brattleboro, VT 05301
SEC Filings Forms and Brochures


Annual Fee Ranges Percent
$0 to $5,000,000 0.75%
$5,000,001 to $10,000,000 0.65%
$10,000,001+ 0.55%


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