Pension Planning Solutions, federally registered in 2006, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 1 advisors. Pension Planning Solutions manages $189.9 million and provides investment advisory services for 31 clients (1:31 advisor/client ratio). This firm does not have a disciplinary history.

Benefits

high

Firm does not have any felony convictions

Firm uses a transparent fee-only model

Firm has been federally registered for 12 years

medium

Firm does not have any misdemeanor convictions

low

Firm does not privately manage or own the products they recommend

Firm does not offer proprietary products

Firm does not have an attorney conflict

Firm does not accept performance-based fees

Firm does not perform side-by-side management

Firm provides mobile-friendly experience for their clients

Considerations

medium

Firm has less than $1B in assets under management

The firm's website is not secure

low

Firm actively engages in insurance sales and may be incentivized to insure clients with products that generate high sales commissions when lower cost alternatives may exist

Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients

Feature

Value

Minimum Investment

$250,000

Avg Account Balance

$6,126,702

Hybrid Advisor

Disciplinary History

Total AUM

$189.9 million

Advisor / Client Ratio

1:31

Headquarters

Greensboro, NC

SEC Filings

Forms and Brochures

State(s) Registered

Pension Planning Solutions Review

Benefits

high

medium

low

Considerations

medium

low

Firm Information

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