Pension Planning Solutions
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business
Last updated: December 6th, 2019. Data source: SEC filings.
Pension Planning Solutions, federally registered in 2006, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 1 advisors. Pension Planning Solutions manages $189.9 million and provides investment advisory services for 31 clients (1:31 advisor/client ratio). This firm does not have a disciplinary history.
Benefits
info_outline- Firm does not have any felony convictions.
- Firm uses a transparent fee-only model.
- Firm is a not a broker-dealer, nor is affiliated with one and must act as a fiduciary at all times.
- Firm has been federally registered for 13 years.
- The firm's website is secure.
- Firm does not have any misdemeanor convictions.
- Firm does not have a 12b-1 conflict.
- Firm does not serve as an underwriter or general or managing partner of the products they recommend.
- Firm does not offer proprietary products.
- Firm does not have an attorney conflict.
- Firm does not accept performance-based fees.
- Firm does not perform side-by-side management.
- Firm provides mobile-friendly experience for their clients.
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Considerations
info_outline- Firm has less than $1B in assets under management.
- Firm actively engages in insurance sales and may be incentivized to insure clients with products that generate high sales commissions when lower cost alternatives may exist.
- The firm, or a related person, trade securities for themselves that they also recommend to their clients.
- Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients.
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Firm Information
| Feature | Value |
| Rank (United States) | Not Ranked |
| Advisors Directory | View Directory |
| Avg Advisor Years Registered | 13 |
| Percentage of Advisors Trusted | 100% |
| Minimum Investment | $250,000 |
| Average Client Balance | $6,126,702 |
| Total AUM | $189.9 million |
| Advisor / Client Ratio | 1:31 |
| Headquarters | Greensboro, NC |
| SEC Filings | Forms and Brochures (CRD # 126393) |
| State(s) Registered | NC |
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