Pension Planning Solutions, federally registered in 2006, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 1 advisors. Pension Planning Solutions manages $189.9 million and provides investment advisory services for 31 clients (1:31 advisor/client ratio). This firm does not have a disciplinary history.

Benefits

high

Firm does not have any felony convictions.

Firm uses a transparent fee-only model.

Firm has been federally registered for 12 years.

medium

Firm does not have any misdemeanor convictions.

Firm does not have a 12b-1 conflict.

low

Firm does not privately manage or own the products they recommend.

Firm does not offer proprietary products.

Firm does not have an attorney conflict.

Firm does not accept performance-based fees.

Firm does not perform side-by-side management.

Firm provides mobile-friendly experience for their clients.

Considerations

medium

Firm has less than $1B in assets under management.

The firm's website is not secure.

low

Firm actively engages in insurance sales and may be incentivized to insure clients with products that generate high sales commissions when lower cost alternatives may exist.

Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients.

Feature

Value

Minimum Investment

$250,000

Average Client Balance

$6,126,702

Hybrid Advisor

Disciplinary History

Total AUM

$189.9 million

Advisor / Client Ratio

1:31

Headquarters

Greensboro, NC

SEC Filings

Forms and Brochures (CRD # 126393)

State(s) Registered

Pension Planning Solutions Review

Benefits

high

medium

low

Considerations

medium

low

Firm Information

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