Penn Capital Management Company Review

Trust Score 96%
Trust Score info_outline

Penn Capital Management Company, federally registered in 1988, is a Registered Investment Advisor (RIA) in 51 state(s) with a licensed staff of 23 advisors. Penn Capital Management Company manages $4.2 billion and provides investment advisory services for 2,005 clients (1:88 advisor/client ratio).

Fees may vary. Please contact adviser.


  • Firm uses a transparent fee-only model
  • Firm has $1B or more in assets under management
  • Firm has been federally registered for 31 years


  • There is only one licensed advisor for every 88 clients (industry average 1:50)
  • Firm accepts performance-based fees and may be incentivized to take inappropriate risks to beat their performance benchmark
  • Firm performs side-by-side management with accounts that have differing fee structures. Investment Advisors may be incentivized to favor clients that pay higher fees over others

View Full Report

Managed Investing

Feature Value
Estimated Fees (Annual) N/A on $0 portfolio
Annual Management Fee Notes Fees may vary. Please contact adviser.
Minimum Investment $1,000,000
Minimum Annual Fee $0
Average Account AUM $2,118,805
Hybrid Advisor No
Disciplinary History No
Total AUM $4.2 billion
Advisor / Client Ratio 1:88
Headquarters Philadelphia, PA
SEC Filings Forms and Brochures

Questions & Answers

Get answers about Penn Capital Management Company

Ask a question question_answer