Penn Capital Management Company

Trust Score 97%
Trust Score info_outline

Last updated: August 6th, 2019. Data source: SEC filings.


Penn Capital Management Company, federally registered in 1988, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 22 advisors. Penn Capital Management Company manages $2.9 billion and provides investment advisory services for 1,548 clients (1:71 advisor/client ratio). This firm does not have a disciplinary history.


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Firm Information

Feature Value
Minimum Investment $1,000,000
Average Client Balance $1,843,851
Hybrid Advisor No
Disciplinary History No
Total AUM $2.9 billion
Advisor / Client Ratio 1:71
Headquarters Philadelphia, PA
SEC Filings Forms and Brochures    (CRD # 105081)
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY

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