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PDM Investment Services Review

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computer Visit Site phone 248-890-4696 account_balance $26.6 million

PDM Investment Services, registered in 2011, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 1 advisors. PDM Investment Services manages $26.6 million and provides investment advisory services for 63 clients (1:63 advisor/client ratio).



Firm Information


As a financial advisory firm, also known as a Registered Investment Advisor (RIA), PDM Investment Services can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.

Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.

Summary Firm
Overall Rating
Advisors Directory View Directory
Avg Advisor Years Registered 9
Minimum Investment $500,000
Average Client Balance $421,555
Total AUM $26.6 million
Advisor / Client Ratio 1:63
Languages Offered English
Specialities Investment Planning and Management, Retirement Planning, Established Professionals, Socially Responsible Investment
Website Visit Site
Phone Number 248-890-4696
Headquarters No data
SEC Filings View SEC IAPD CRD #155217



Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for PDM Investment Services:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown. Reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation") is another option, albeit more time-intensive and nuanced (trust us, we have read thousands).

Portfolio Management Fees: $500,000 AUM = 0.7%, $700,000 = 0.6%, $1,500,000+ = 0.5%

Disclosure Firm
12B-1 Fees No
Attorney Conflict No
Broker-Dealer Conflict No
Performance-Based Fees No
Commissions Conflict No
Insurance Agent Conflict - Affiliation No
Insurance Agent Conflict - Firm No
Non-Secure Website No
Private Investment Management No
Proprietary Products No
Side-by-Side Management No
Soft-dollar Arrangements No
Trades Recommended Securities Yes

Investment Philosophy


Create a financial plan, good financial and investment advice, portfolio design and management with the goal of outperforming its benchmark after fees. Our Investment Strategy: Portfolio Performance Contributors: Tactical Asset Allocation (% equities, % bonds, % cash), Strategic Asset Allocation (% in each asset, Equity Selection (Active Mutual Funds, Index ETF’s and Individual Stocks)



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This automated report was generated using SEC and FINRA data and was last updated on July 1st, 2020*. For data support, email "support@investor.com". Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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