Nottingham Advisors Review

Trust Score 95%
Trust Score info_outline

Nottingham Advisors, federally registered in 1982, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 5 advisors. Nottingham Advisors manages $1.2 billion and provides investment advisory services for 1,557 clients (1:312 advisor/client ratio).

Nottingham Advisors requires a $100,000 minimum investment and charges a blended rate between 1.00% and 0.50% for ongoing portfolio management services, depending on the size of the portfolio.


  • Firm uses a transparent fee-only model
  • Firm has $1B or more in assets under management
  • Firm has been federally registered for 36 years


  • There is only one licensed advisor for every 312 clients (industry average 1:50)
  • Communications sent to the firm’s website are not secure and encrypted
  • Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients

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Managed Investing

Feature Value
Estimated Fees (Annual) $0 on $100,000 portfolio
Annual Management Fee Notes None
Minimum Investment $100,000
Minimum Annual Fee $0
Average Account AUM $755,380
Hybrid Advisor No
Disciplinary History No
Total AUM $1.2 billion
Advisor / Client Ratio 1:312
Headquarters Amherst, NY
SEC Filings Forms and Brochures

Annual Fee Ranges Percent
$0 to $1,000,000 1.00%
$1,000,001 to $2,000,000 0.75%
$2,000,001+ 0.50%

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