LPL Financial

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Last updated: January 21st, 2020. Data source: SEC filings.

LPL Financial, federally registered in 1975, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 11,548 advisors. LPL Financial manages $159.1 billion and provides investment advisory services for 607,103 clients (1:53 advisor/client ratio). This firm or an advisory affiliate has a disciplinary history (see below).


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Firm Information

Feature Value
Rank (United States) Not Ranked
Advisors Directory View Directory
Avg Advisor Years Registered 6
Percentage of Advisors Trusted 5%
Minimum Investment $25,000
Average Client Balance $262,063
Total AUM $159.1 billion
Advisor / Client Ratio 1:53
Headquarters Boston, MA
SEC Filings Forms and Brochures    (CRD # 6413)
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY

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