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Last updated: January 21st, 2020. Data source: SEC filings.
LPL Financial, federally registered in 1975, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 11,548 advisors. LPL Financial manages $159.1 billion and provides investment advisory services for 607,103 clients (1:53 advisor/client ratio). This firm or an advisory affiliate has a disciplinary history (see below).
|Rank (United States)||Not Ranked|
|Advisors Directory||View Directory|
|Avg Advisor Years Registered||6|
|Percentage of Advisors Trusted||5%|
|Average Client Balance||$262,063|
|Total AUM||$159.1 billion|
|Advisor / Client Ratio||1:53|
|SEC Filings||Forms and Brochures (CRD # 6413)|
|State(s) Registered||AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY|