Karpus Investment Management

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Trust Score 98%
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Karpus Investment Management, federally registered in 1987, is a Registered Investment Advisor (RIA) in 37 state(s) with a licensed staff of 1 advisors. Karpus Investment Management manages $3.2 billion and provides investment advisory services for 1,359 clients (1:1359 advisor/client ratio). This firm does not have a disciplinary history.

Last updated: September 21st, 2019. Data source: SEC filings.


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Firm Information

Feature Value
Rank (United States) 72 / 7,646
Top Advisors View Advisors
Minimum Investment $500,000
Average Client Balance $2,330,105
Dually-Registered No
Disciplinary History No
Total AUM $3.2 billion
Advisor / Client Ratio 1:1359
Headquarters 183 Sully's Trail Pittsford, NY 14534
SEC Filings Forms and Brochures    (CRD # 110275)
State(s) Registered AL, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, KY, LA, ME, MD, MA, MI, MN, NV, NH, NJ, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WV, WI

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