John G. Ullman & Associates

Trust Score 98%
Trust Score info_outline

Last updated: August 6th, 2019. Data source: SEC filings.


John G. Ullman & Associates, federally registered in 1978, is a Registered Investment Advisor (RIA) in 28 state(s) with a licensed staff of 4 advisors. John G. Ullman & Associates manages $1.1 billion and provides investment advisory services for 1,021 clients (1:256 advisor/client ratio). This firm does not have a disciplinary history.


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Firm Information

Feature Value
Minimum Investment $250,000
Average Client Balance $1,032,460
Hybrid Advisor No
Disciplinary History No
Total AUM $1.1 billion
Advisor / Client Ratio 1:256
Headquarters 343 Daniel Zenker Drive Horseheads, NY 14845
SEC Filings Forms and Brochures    (CRD # 105361)
State(s) Registered AL, AZ, CA, CT, DC, FL, GA, IL, KY, LA, ME, MD, MA, MI, NE, NH, NJ, NM, NY, NC, OH, OR, PA, SC, TN, TX, UT, VT, VA

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