Jennison Associates, federally registered in 1969, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 64 advisors. Jennison Associates manages $160.9 billion and provides investment advisory services for 1,706 clients (1:27 advisor/client ratio). This firm does not have a disciplinary history.

Benefits

high

Firm does not have any felony convictions.

Firm uses a transparent fee-only model.

Firm has been federally registered for 50 years.

medium

Firm has $1B or more in assets under management.

The firm's website is secure.

Firm does not have any misdemeanor convictions.

Firm does not have a 12b-1 conflict.

low

Firm does not have an attorney conflict.

Firm provides mobile-friendly experience for their clients.

Considerations

medium

Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest.

low

Firm is affiliated with an insurance company or agent who could be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist.

Firm or an advisory affiliate privately manages or owns some of the products they recommend and may be incentivized to sell those products over others to their investors.

Firm may recommend proprietary investments and products that generate larger commissions than other similar non-proprietary products.

Firm accepts performance-based fees and may be incentivized to take inappropriate risks to beat their performance benchmark.

Firm performs side-by-side management with accounts that have differing fee structures. Investment Advisors may be incentivized to favor clients that pay higher fees over others.

Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients.

Feature

Value

Minimum Investment

Average Client Balance

$94,317,440

Hybrid Advisor

Yes

Disciplinary History

Total AUM

$160.9 billion

Advisor / Client Ratio

1:27

Headquarters

New York, NY

SEC Filings

Forms and Brochures (CRD # 107959)

State(s) Registered

AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY

Jennison Associates Review

Benefits

high

medium

low

Considerations

medium

low

Firm Information

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