business
Jennison Associates
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Last updated: February 23rd, 2020. Data source: SEC filings.
Jennison Associates, federally registered in 1969, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 64 advisors. Jennison Associates manages $160.9 billion and provides investment advisory services for 1,706 clients (1:27 advisor/client ratio). This firm does not have a disciplinary history.
Benefits
info_outline- Firm does not have any felony convictions.
- Firm does not accept commissions for its investment advisory services.
- Firm has been federally registered for 50 years.
- Firm has $1B or more in assets under management.
- The firm's website is secure.
- Firm does not have any misdemeanor convictions.
- Firm does not have a 12b-1 conflict.
- Firm does not have an attorney conflict.
- Firm provides mobile-friendly experience for their clients.
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Considerations
info_outline- Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest.
- Firm is affiliated with an insurance company or agent who could be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist.
- Firm or a related person serves as an underwriter or general or managing partner of some of the products they recommend and may be incentivized to sell those products over others to their investors.
- The firm, or a related person, trade securities for themselves that they also recommend to their clients.
- Firm may recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products.
- Firm offers products that have performance-based fees whose managers may be incentivized to take inappropriate risks to beat their performance benchmark.
- Firm performs side-by-side management with accounts that have differing fee structures. Investment Advisors may be incentivized to favor clients that pay higher fees over others.
- Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients.
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Firm Information
| Feature | Value |
| Rank (United States) | Not Ranked |
| Advisors Directory | View Directory |
| Avg Advisor Years Registered | 0 |
| Percentage of Advisors Trusted | Less than 1% |
| Minimum Investment | $0 |
| Average Client Balance | $94,317,440 |
| Total AUM | $160.9 billion |
| Advisor / Client Ratio | 1:27 |
| Headquarters | New York, NY |
| SEC Filings | View SEC IAPD CRD #107959 |
| State(s) Registered | AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY |
SEC data last verified 02/23/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.
