Intelligent Capitalworks Review
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April 4th, 2021
Intelligent Capitalworks, registered in 2005, serves 5 state(s) with a licensed staff of 3 advisors. Intelligent Capitalworks manages $203.2 million and provides investment advisory services for 80 clients (1:27 advisor/client ratio).
Firm Information
| Summary | Firm |
| Overall Rating | |
| Minimum Investment | $2,000,000 |
| Average Client Balance | $2,540,000 |
| Total AUM | $203.2 million |
| Advisor / Client Ratio | 1:27 |
| Website | Visit Site |
| Phone Number | 480-951-2900 |
| Headquarters | Scottsdale, AZ |
| Locations | See locations |
| SEC Filings | View SEC IAPD CRD #135081 |
Disciplinary Questions
After checking the disciplinary records of Intelligent Capitalworks, our system found no disciplinary questions to ask. Checks take place monthly.
Conflict Questions
After checking the regulatory records of Intelligent Capitalworks, our system has identified the following question(s) to ask. Learn more.
Which securities does Intelligent Capitalworks trade for itself that it will also be recommending to me?
Intelligent Capitalworks has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.
Our system found no other conflict questions to ask. Checks take place monthly.
Disciplinary History
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Intelligent Capitalworks:
Cost
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
FAQs
What services can Intelligent Capitalworks provide?
As a financial advisory firm, Intelligent Capitalworks can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Where is Intelligent Capitalworks headquartered? Which states do its financial advisors serve?
Intelligent Capitalworks is headquartered in Scottsdale, AZ. Intelligent Capitalworks offers financial advisor services in 5 states: Arizona, Delaware, Florida, Louisiana, Texas.
What is the average client balance at Intelligent Capitalworks?
While Intelligent Capitalworks advises clients across a variety of portfolio sizes, the average client balance is currently $2,540,000. In total, Intelligent Capitalworks manages $203,200,000 in assets.
What is the historical performance of Intelligent Capitalworks?
The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
Can I write a review of Intelligent Capitalworks or file a complaint?
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
Other Firms
Fortis Wealth Management, Vantage Wealth Management, John T. Mccarthy, Remington Wealth Management
This automated report was generated using SEC and FINRA data and was last updated on April 4th, 2021*. For data support, email "support@investor.com". Views: 346 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.
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