October 4th, 2022
Intelligent Capitalworks, registered in 2005, serves 6 state(s) with a licensed staff of 4 advisors. Intelligent Capitalworks manages $247.3 million and provides investment advisory services for 85 clients (1:22 advisor/client ratio).
|Average Client Balance||$2,909,411|
|Total AUM||$247.3 million|
|Fee Range||1.00% to 1.75% of AUM depending on the breadth, depth and complexity of the retirement planning, investment management, tax planning, trust and estate planning, and philanthropic services provided. Please contact us for more details.|
|Advisor / Client Ratio||1:22|
|Specialities||Retirement Planning, Investment Management, Trust and Estate Planning, and Philanthropic Planning|
|Clientele||We work primarily with high net worth individuals and families who have accumulated or plan to accumulate $5+ million at retirement.|
|SEC Filings||View SEC IAPD CRD #135081|
Predicting rain doesn’t count. Building an ark does. We help you develop plans intended to help you accumulate enough investment assets to achieve the financial and other goals you have. When we build and manage a portfolio of investments for you, our goal is to help you generate the liquidity, safety, rising income, capital growth, and tax and cost control you will need to meet your financial goals.
After checking the disciplinary records of Intelligent Capitalworks, our system found no disciplinary questions to ask. Checks take place monthly.
After checking the regulatory records of Intelligent Capitalworks, our system has identified the following question(s) to ask. Learn more.
Intelligent Capitalworks has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.
Our system found no other conflict questions to ask. Checks take place monthly.
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Intelligent Capitalworks:
|Activity Restriction – SRO||No|
|Attorney/Accountant Authorization Revocation – SRO||No|
|Business License Revocation – SRO||No|
|Business License Revocation - SEC/CFTC||No|
|Business License Revocation - Other Regulatory Agencies||No|
|Dismissal upon Settlement – Court||No|
|Investment-Related Prohibition - Court||No|
|False Statements or Omissions – SRO||No|
|False Statements or Omissions - Other Regulatory Agencies||No|
|False Statements or Omissions - SEC/CFTC||No|
|Monetary Penalty - SEC/CFTC||No|
|Order Entered - SEC/CFTC||No|
|Order Entered - Other Regulatory Agencies||No|
|Regulation Violations - SEC/CFTC||No|
|Regulation Violations - Other Regulatory Agencies||No|
|Regulation Violations – SRO||No|
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response. To learn more, explore our series of articles about what financial advisors do and what it may cost to work with one, as well as what their titles mean and how to make a smart choice.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
|Insurance Agent Conflict - Affiliation||No|
|Insurance Agent Conflict - Firm||No|
|Private Investment Management||No|
|Trades Recommended Securities||Yes|
As a financial advisory firm, Intelligent Capitalworks can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. For further detail, see our articles on different types of advisors and financial advisor services.
Intelligent Capitalworks is headquartered in Scottsdale, AZ and currently serves in 6 states: Arizona, California, Delaware, Florida, Louisiana, Texas.
While Intelligent Capitalworks advises clients across a variety of portfolio sizes, the average client balance is currently $2,909,411. In total, Intelligent Capitalworks manages $247,300,000 in assets.
Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
This automated report was generated using SEC and FINRA data and was last updated on October 4th, 2022*. For data support, email "email@example.com". Views: 326 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.