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Haddon Wealth Management Review

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Haddon Wealth Management, registered in 2015, serves 2 state(s) with a licensed staff of 1 advisors. Haddon Wealth Management manages $36.4 million and provides investment advisory services for 50 clients (1:50 advisor/client ratio).



Firm Information


Summary Firm
Overall Rating
Minimum Investment $0
Average Client Balance $728,137
Total AUM $36.4 million
Fee Range AUM fees range from 0.25%-1.0% depending on account balance. Please contact us for more details.
Advisor / Client Ratio 1:50
Languages Offered English
Specialities Retirement Planning, Business Owners, Baby Boomers, Established Professionals
Clientele We work primarily with high net worth and ultra-high net worth individuals (and their families) who have typically already accumulated their wealth and are at, near, or already in retirement.
Website Visit Site
Phone Number 856-888-1744
Headquarters Haddonfield, NJ
Locations See locations
Facebook Visit Profile
Twitter haddonwealthmgt
LinkedIn Visit Profile
SEC Filings View SEC IAPD CRD #226703

Investment Philosophy


We believe investment success comes from implementing solid fundamental investment principles in a disciplined fashion.  We build and manage investment portfolios using sophisticated modeling and strategies that are meant to provide steady returns, avoid severe volatility, all while taking into consideration trading costs, fund fees, and income tax implications of any investment changes.



Disciplinary Questions


After checking the disciplinary records of Haddon Wealth Management, our system has identified the following question(s) to ask. Learn more.


Haddon Wealth Management or an advisory affiliate was previously involved with violating a regulation or statute by a domestic or foreign court, the SEC, CFTC, or another regulatory body or commodities exchange.


What happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity?


The SEC, CFTC, or another regulatory agency has previously entered an order against Haddon Wealth Management or an advisory affiliate in connection with an investment-related activity.


What happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity?


Our system found no other disciplinary questions to ask. Checks take place monthly.



Conflict Questions


After checking the regulatory records of Haddon Wealth Management, our system has identified the following question(s) to ask. Learn more.


Does Haddon Wealth Management accept soft-dollar benefits? How do these benefits affect the firm’s selection of a broker-dealer partner?


Haddon Wealth Management receives soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best trade execution for their clients.


Which securities does Haddon Wealth Management trade for itself that it will also be recommending to me?


Haddon Wealth Management has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.


Our system found no other conflict questions to ask. Checks take place monthly.



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Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Haddon Wealth Management:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").


View Fee Disclosures




FAQs





Other Firms


Main Line Group Wealth Management, Wealth Quarterback, Raymond Capital Advisors, Ingalls & Snyder




This automated report was generated using SEC and FINRA data and was last updated on December 4th, 2021*. For data support, email "support@investor.com". Views: 119 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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