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Gutt Financial Management, federally registered in 1995, is a Registered Investment Advisor (RIA) in 3 state(s) with a licensed staff of 0 (unknown) advisors. Gutt Financial Management manages $163.2 million and provides investment advisory services for 83 clients (Unknown advisor/client ratio).
Gutt Financial Management does meet the requirements to be Trusted by investor.com. Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.
|Activity Restriction – SRO||No|
|Attorney/Accountant Authorization Revocation – SRO||No|
|Business License Revocation – SRO||No|
|Business License Revocation - SEC/CFTC||No|
|Business License Revocation - Other Regulatory Agencies||No|
|Dismissal upon Settlement – Court||No|
|False Statements or Omissions – SRO||No|
|False Statements or Omissions - Other Regulatory Agencies||No|
|False Statements or Omissions - SEC/CFTC||No|
|Monetary Penalty - SEC/CFTC||No|
|Order Entered - SEC/CFTC||No|
|Order Entered - Other Regulatory Agencies||No|
|Regulation Violations - SEC/CFTC||No|
|Regulation Violations - Other Regulatory Agencies||No|
|Regulation Violations – SRO||No|
|Insurance Agent Conflict - Affiliation||No|
|Insurance Agent Conflict - Firm||No|
|Private Investment Management||No|
|Trades Recommended Securities||No|
|Advisors Directory||View Directory|
|Avg Advisor Years Registered||19|
|Percentage of Advisors Trusted||100%|
|Average Client Balance||$1,965,870|
|Total AUM||$163.2 million|
|Advisor / Client Ratio||Unknown|
|SEC Filings||View SEC IAPD CRD #109270|
|State(s) Registered||FL, GA, NJ|
As a financial advisory firm, also known as a Registered Investment Advisor (RIA), Gutt Financial Management can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Gutt Financial Management is headquartered in Atlanta, GA. Gutt Financial Management offers financial advisor services in 3 states: Florida, Georgia, New Jersey.
While Gutt Financial Management advises clients across a variety of portfolio sizes, the average client balance is currently $1,965,870. In total, Gutt Financial Management manages $163,167,217 in assets.