Gutt Financial Management Review

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The following automated report was generated using SEC and FINRA data and was last updated on April 1st, 2020*. For data support, email "support@investor.com".

Gutt Financial Management, federally registered in 1995, is a Registered Investment Advisor (RIA) in 3 state(s) with a licensed staff of 0 (unknown) advisors. Gutt Financial Management manages $163.2 million and provides investment advisory services for 83 clients (Unknown advisor/client ratio).

Gutt Financial Management does meet the requirements to be Trusted by investor.com. Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.

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Firm Information Value
Advisors Directory View Directory
Avg Advisor Years Registered 19
Percentage of Advisors Trusted 100%
Minimum Investment $1,000,000
Average Client Balance $1,965,870
Total AUM $163.2 million
Advisor / Client Ratio Unknown
Headquarters Atlanta, GA
SEC Filings View SEC IAPD CRD #109270
State(s) Registered FL, GA, NJ

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*SEC data last verified 04/01/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.

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