Fund Direct Advisors Review

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The following automated report was generated using SEC and FINRA data and was last updated on April 7th, 2020*. For data support, email "support@investor.com".

Fund Direct Advisors, federally registered in 2013, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 6 advisors. Fund Direct Advisors manages $540.0 million and provides investment advisory services for 240 clients (1:40 advisor/client ratio).

Fund Direct Advisors does meet the requirements to be Trusted by investor.com. Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.

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Firm Information Value
Advisors Directory View Directory
Avg Advisor Years Registered 15
Percentage of Advisors Trusted Less than 1%
Minimum Investment $0
Average Client Balance $2,250,000
Total AUM $540.0 million
Advisor / Client Ratio 1:40
Headquarters Greensboro, NC
SEC Filings View SEC IAPD CRD #155363
State(s) Registered NC

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*SEC data last verified 04/07/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.

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