Fuller & Thaler Asset Management, federally registered in 1993, is a Registered Investment Advisor (RIA) in 53 state(s) with a licensed staff of 12 advisors. Fuller & Thaler Asset Management manages $9 billion and provides investment advisory services for 1,076 clients (1:90 advisor/client ratio).

Fuller & Thaler Asset Management requires a $1,000,000 minimum investment and charges a blended rate between 1.10% and 0.70% for ongoing portfolio management services, depending on the size of the portfolio.

Considerations

There is only one licensed advisor for every 90 clients (industry average 1:50)

Firm accepts performance-based fees and may be incentivized to take inappropriate risks to beat their performance benchmark

Firm performs side-by-side management with accounts that have differing fee structures. Investment Advisors may be incentivized to favor clients that pay higher fees over others

Feature

Value

Estimated Fees (Annual)

$0 on $100,000 portfolio

Annual Management Fee Notes

None

Minimum Investment

$1,000,000

Minimum Annual Fee

Average Account AUM

$8,123,361

Hybrid Advisor

Disciplinary History

Total AUM

$9 billion

Advisor / Client Ratio

1:90

Headquarters

San Mateo, CA

SEC Filings

Forms and Brochures

Annual Fee Ranges

Percent

$0 to $5,000,000

1.10%

$5,000,001 to $15,000,000

1.00%

$15,000,001 to $25,000,000

0.90%

$25,000,001+

0.70%

Fuller & Thaler Asset Management Review

Benefits

Considerations

Managed Investing

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