Fuller & Thaler Asset Management Review

Trust Score 97%
Trust Score info_outline

Fuller & Thaler Asset Management, federally registered in 1993, is a Registered Investment Advisor (RIA) in 53 state(s) with a licensed staff of 12 advisors. Fuller & Thaler Asset Management manages $8.7 billion and provides investment advisory services for 1,076 clients (1:90 advisor/client ratio).

Fuller & Thaler Asset Management requires a $1,000,000 minimum investment and charges a blended rate between 1.10% and 0.70% for ongoing portfolio management services, depending on the size of the portfolio.


  • Firm uses a transparent fee-only model
  • Firm has $1B or more in assets under management
  • Firm has been federally registered for 25 years


  • There is only one licensed advisor for every 90 clients (industry average 1:50)
  • Firm accepts performance-based fees and may be incentivized to take inappropriate risks to beat their performance benchmark
  • Firm performs side-by-side management with accounts that have differing fee structures. Investment Advisors may be incentivized to favor clients that pay higher fees over others

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Managed Investing

Feature Value
Estimated Fees (Annual) $0 on $100,000 portfolio
Annual Management Fee Notes None
Minimum Investment $1,000,000
Minimum Annual Fee $0
Average Account AUM $8,123,361
Hybrid Advisor No
Disciplinary History No
Total AUM $8.7 billion
Advisor / Client Ratio 1:90
Headquarters San Mateo, CA
SEC Filings Forms and Brochures

Annual Fee Ranges Percent
$0 to $5,000,000 1.10%
$5,000,001 to $15,000,000 1.00%
$15,000,001 to $25,000,000 0.90%
$25,000,001+ 0.70%

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