computer Visit Site phone 937-299-4105 print Print Report
Is this your firm? Apply for Trusted badge | September 4th, 2020
Dover Partners, registered in 1989, is a Registered Investment Advisor (RIA) in 4 state(s) with a licensed staff of 3 advisors. Dover Partners manages $379.1 million and provides investment advisory services for 46 clients (1:16 advisor/client ratio).
After checking the disciplinary records of Dover Partners, our system found no disciplinary questions to ask. Checks take place monthly.
After checking the regulatory records of Dover Partners, our system found no conflict questions to ask. Checks take place monthly.
As a financial advisory firm, also known as a Registered Investment Advisor (RIA), Dover Partners can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
| Summary | Firm |
| Minimum Investment | Ask firm |
| Average Client Balance | $8,241,732 |
| Total AUM | $379.1 million |
| Fee Range | Ask firm |
| Advisor / Client Ratio | 1:16 |
| Website | Visit Site |
| Phone Number | 937-299-4105 |
| Headquarters | Dayton, OH |
| Facebook page unknown | |
| Twitter handle unknown | |
| LinkedIn page unknown | |
| SEC Filings | View SEC IAPD CRD #105133 |
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Dover Partners:
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
| Disclosure | Firm |
| 12B-1 Fees | Ask firm |
| Attorney Conflict | No |
| Broker-Dealer Conflict | No |
| Performance-Based Fees | Ask firm |
| Commissions Conflict | No |
| Insurance Agent Conflict - Affiliation | No |
| Insurance Agent Conflict - Firm | No |
| Non-Secure Website | No |
| Private Investment Management | No |
| Proprietary Products | No |
| Side-by-Side Management | Ask firm |
| Soft-dollar Arrangements | No |
| Trades Recommended Securities | No |
Dover Partners is headquartered in Dayton, OH. Dover Partners offers financial advisor services in 4 states: Florida, Indiana, Kentucky, Ohio.
While Dover Partners advises clients across a variety of portfolio sizes, the average client balance is currently $8,241,732. In total, Dover Partners manages $379,119,717 in assets.
The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
Financial Institution Services, Robert L. Bender DBA Robert Bender & Associates, Four Financial Management, Elevate Capital Management
This automated report was generated using SEC and FINRA data and was last updated on September 4th, 2020*. For data support, email "support@investor.com". Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.
*SEC data last verified 09/04/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA. Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process.
Support