DHK Financial Advisors Review

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The following automated report was generated using SEC and FINRA data and was last updated on April 1st, 2020*. For data support, email "support@investor.com".

DHK Financial Advisors, federally registered in 1993, is a Registered Investment Advisor (RIA) in 4 state(s) with a licensed staff of 3 advisors. DHK Financial Advisors manages $1.2 billion and provides investment advisory services for 65 clients (1:22 advisor/client ratio).

DHK Financial Advisors does meet the requirements to be Trusted by investor.com. Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.

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Firm Information Value
Advisors Directory View Directory
Avg Advisor Years Registered 21
Percentage of Advisors Trusted 100%
Minimum Investment $0
Average Client Balance $18,433,412
Total AUM $1.2 billion
Advisor / Client Ratio 1:22
Headquarters Portsmouth, NH
SEC Filings View SEC IAPD CRD #106126
State(s) Registered MA, NH, NY, TX

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*SEC data last verified 04/01/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.

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