Corda Investment Management Reviewverified_user
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The following automated report was generated using SEC and FINRA data and was last updated on April 7th, 2020*. For data support, email "support@investor.com". Views: 1,126 (trailing six months).
Corda Investment Management, federally registered in 1999, is a Registered Investment Advisor (RIA) in 32 state(s) with a licensed staff of 17 advisors. Corda Investment Management manages $1.2 billion and provides investment advisory services for 1,236 clients (1:73 advisor/client ratio).
Corda Investment Management does meet the requirements to be Trusted by investor.com. Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.
| Cost Considerations | Firm |
| 12B-1 Fees | No |
| Attorney Conflict | No |
| Broker-Dealer Conflict | No |
| Performance-Based Fees | No |
| Commissions Conflict | No |
| Insurance Agent Conflict - Affiliation | No |
| Insurance Agent Conflict - Firm | No |
| Non-Secure Website | No |
| Private Investment Management | No |
| Proprietary Products | No |
| Side-by-Side Management | No |
| Soft-dollar Arrangements | No |
| Trades Recommended Securities | Yes |
| Firm Information | Value |
| Advisors Directory | View Directory |
| Avg Advisor Years Registered | 18 |
| Percentage of Advisors Trusted | 100% |
| Minimum Investment | $500,000 |
| Average Client Balance | $937,702 |
| Total AUM | $1.2 billion |
| Advisor / Client Ratio | 1:73 |
| Headquarters | Houston, TX |
| SEC Filings | View SEC IAPD CRD #108046 |
| State(s) Registered | AZ, AR, CA, CO, FL, GA, HI, ID, IL, IN, LA, MA, MI, MN, MS, MO, NV, NJ, NM, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, VA, WA, WI |
What financial services does Corda Investment Management offer?
As a financial advisory firm, also known as a Registered Investment Advisor (RIA), Corda Investment Management can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Where is Corda Investment Management headquartered? Which states do its financial advisors serve?
Corda Investment Management is headquartered in Houston, TX. Corda Investment Management offers financial advisor services in 32 states: Arizona, Arkansas, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Louisiana, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Virginia, Washington, Wisconsin.
What is the average client balance at Corda Investment Management?
While Corda Investment Management advises clients across a variety of portfolio sizes, the average client balance is currently $937,702. In total, Corda Investment Management manages $1,159,000,000 in assets.
*SEC data last verified 04/07/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.
