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Corda Investment Management Review

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Corda Investment Management, registered in 1999, serves 34 state(s) with a licensed staff of 17 advisors. Corda Investment Management manages $1.2 billion and provides investment advisory services for 1,206 clients (1:71 advisor/client ratio).



Firm Information


Summary Firm
Overall Rating
Minimum Investment $500,000
Average Client Balance $1,030,669
Total AUM $1.2 billion
Fee Range Our fee is 1% annually on the first $2 million, .75% on the next $3 million, and .10% over $5 million. Please see our ADV.
Advisor / Client Ratio 1:71
Languages Offered English
Specialities Retirement Planning, Estate Planning, Socially Responsible Investment, Investment Planning and Management
Website Visit Site
Phone Number 713-439-0665
Headquarters Houston, TX
Locations See locations
Facebook Visit Profile
Twitter cordamgt
LinkedIn Visit Profile
SEC Filings View SEC IAPD CRD #108046

Investment Philosophy


We build long term individualized portfolios and seek to purchase businesses trading at a discount to intrinsic value. This time tested approach was set forth originally by Benjamin Graham and implemented by others such as Warren Buffett. We incorporate ESG data as part of the overall investment process. Our goal is to reduce risk and identify businesses striving for sustainable excellence.



Disciplinary Questions


After checking the disciplinary records of Corda Investment Management, our system found no disciplinary questions to ask. Checks take place monthly.



Conflict Questions


After checking the regulatory records of Corda Investment Management, our system has identified the following question(s) to ask. Learn more.


Which securities does Corda Investment Management trade for itself that it will also be recommending to me?


Corda Investment Management has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.


Our system found no other conflict questions to ask. Checks take place monthly.



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Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Corda Investment Management:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").


View Fee Disclosures




FAQs





Other Firms


KDB Asset Management, Alder Financial Group, Fairbanks Capital Management, Mott Capital Management




This automated report was generated using SEC and FINRA data and was last updated on June 4th, 2021*. For data support, email "support@investor.com". Views: 748 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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