Confluence Investment Management

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Last updated: February 23rd, 2020. Data source: SEC filings.


Confluence Investment Management, federally registered in 2008, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 20 advisors. Confluence Investment Management manages $5.5 billion and provides investment advisory services for 18,798 clients (1:940 advisor/client ratio). This firm does not have a disciplinary history.

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Firm Information


Feature Value
Rank (United States) Top 5%
Advisors Directory View Directory
Avg Advisor Years Registered 22
Percentage of Advisors Trusted Less than 1%
Minimum Investment $100,000
Average Client Balance $291,829
Total AUM $5.5 billion
Advisor / Client Ratio 1:940
Headquarters 20 Allen Avenue, Ste 300 Saint Louis, MO 63119
SEC Filings View SEC IAPD CRD #146019
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY

SEC data last verified 02/23/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.



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