Is this your firm? Access your Trusted badge
Last updated: February 23rd, 2020. Data source: SEC filings.
Confluence Investment Management, federally registered in 2008, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 20 advisors. Confluence Investment Management manages $5.5 billion and provides investment advisory services for 18,798 clients (1:940 advisor/client ratio). This firm does not have a disciplinary history.
|Rank (United States)||Top 5%|
|Advisors Directory||View Directory|
|Avg Advisor Years Registered||22|
|Percentage of Advisors Trusted||Less than 1%|
|Average Client Balance||$291,829|
|Total AUM||$5.5 billion|
|Advisor / Client Ratio||1:940|
|Headquarters||20 Allen Avenue, Ste 300 Saint Louis, MO 63119|
|SEC Filings||View SEC IAPD CRD #146019|
|State(s) Registered||AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY|