Compass Asset Management

Trust Score 96%
Trust Score info_outline

Last updated: August 16th, 2019. Data source: SEC filings.


Compass Asset Management, federally registered in 1997, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 3 advisors. Compass Asset Management manages $420.0 million and provides investment advisory services for 600 clients (1:200 advisor/client ratio). This firm does not have a disciplinary history.


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Firm Information

Feature Value
Minimum Investment $50,000
Average Client Balance $700,000
Hybrid Advisor No
Disciplinary History No
Total AUM $420.0 million
Advisor / Client Ratio 1:200
Headquarters Guilford, CT
SEC Filings Forms and Brochures    (CRD # 106289)
State(s) Registered CT

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