Certified Advisory Corp Review
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January 4th, 2022
Certified Advisory Corp, registered in 2002, serves 24 state(s) with a licensed staff of 17 advisors. Certified Advisory Corp manages $1.8 billion and provides investment advisory services for 2,054 clients (1:121 advisor/client ratio).
Firm Information
| Summary | Firm |
| Overall Rating | |
| Minimum Investment | $500,000 |
| Average Client Balance | $870,035 |
| Total AUM | $1.8 billion |
| Fee Range | Ranges from 0.2% to 1.5% Please contact firm for details. |
| Advisor / Client Ratio | 1:121 |
| Languages Offered | English, Spanish |
| Specialities | Retirees |
| Website | Visit Site |
| Phone Number | 407-869-9800 |
| Headquarters | Altamonte Springs, FL |
| Locations | See locations |
| Visit Profile | |
| Visit Profile | |
| SEC Filings | View SEC IAPD CRD #120990 |
Investment Philosophy
We build portfolios to align with an individual's need for income, both now and in the future, using a combination of no-load mutual funds and ETFs. All investments are screened on 11 distinct data points through a methodology developed by the Centre for Fiduciary Studies in conjunction with the University of Pittsburg Katz Graduate School of Business.
Disciplinary Questions
After checking the disciplinary records of Certified Advisory Corp, our system found no disciplinary questions to ask. Checks take place monthly.
Conflict Questions
After checking the regulatory records of Certified Advisory Corp, our system has identified the following question(s) to ask. Learn more.
Which securities does Certified Advisory Corp trade for itself that it will also be recommending to me?
Certified Advisory Corp has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.
Our system found no other conflict questions to ask. Checks take place monthly.
Disciplinary History
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Certified Advisory Corp:
Cost
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
FAQs
What services can Certified Advisory Corp provide?
As a financial advisory firm, Certified Advisory Corp can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Where is Certified Advisory Corp headquartered? Which states do its financial advisors serve?
Certified Advisory Corp is headquartered in Altamonte Springs, FL and currently serves in 24 states: Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Louisiana, Maryland, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington.
What is the average client balance at Certified Advisory Corp?
While Certified Advisory Corp advises clients across a variety of portfolio sizes, the average client balance is currently $870,035. In total, Certified Advisory Corp manages $1,787,052,959 in assets.
What is the historical performance of Certified Advisory Corp?
The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
Can I write a review of Certified Advisory Corp or file a complaint?
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
Other Firms
Bloch Private Wealth, Advisornet Wealth Management, Monogram Capital Management, Chladek Wealth Management
This automated report was generated using SEC and FINRA data and was last updated on January 4th, 2022*. For data support, email "support@investor.com". Views: 435 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.
*SEC data last verified 01/10/2022. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA. Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process.
