Castle Wealth Management Review

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The following automated report was generated using SEC and FINRA data and was last updated on April 7th, 2020*. For data support, email "support@investor.com".

Castle Wealth Management, federally registered in 2002, is a Registered Investment Advisor (RIA) in 4 state(s) with a licensed staff of 8 advisors. Castle Wealth Management manages $355.1 million and provides investment advisory services for 170 clients (1:22 advisor/client ratio).

Castle Wealth Management does meet the requirements to be Trusted by investor.com. Regulatory data checked includes disciplinary disclosures such as felony convictions, monetary penalties, and regulation violations, among others. We also checked for other conflicts of interest that can impact client costs, including 12B-1 Fees, commissions, and insurance affiliations.

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Firm Information Value
Advisors Directory View Directory
Avg Advisor Years Registered 7
Percentage of Advisors Trusted 86%
Minimum Investment $200,000
Average Client Balance $2,088,885
Total AUM $355.1 million
Advisor / Client Ratio 1:22
Headquarters 201 Arkona CT West Palm Beach, FL 33401-7116
SEC Filings View SEC IAPD CRD #118364
State(s) Registered CA, CT, FL, PA

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*SEC data last verified 04/07/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.

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