Capricorn Investment Group Review

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The following automated report was generated using SEC and FINRA data and was last updated on May 28th, 2020*. For data support, email "". Firms that receive a 4.5 or 5-star rating are considered Trusted by Learn more.

Capricorn Investment Group, registered in 2008, is a Registered Investment Advisor (RIA) in 2 state(s) with a licensed staff of 14 advisors. Capricorn Investment Group manages $5.2 billion and provides investment advisory services for 21 clients (1:2 advisor/client ratio).


Firm Information Value
Overall Rating
Minimum Investment No data
Average Client Balance $248,599,671
Total AUM $5.2 billion
Advisor / Client Ratio 1:2
Headquarters Palo Alto, CA
SEC Filings View SEC IAPD CRD #147417
State(s) Registered CA, NY

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*SEC data last verified 05/28/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.