Capital Advisors
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business
Last updated: December 6th, 2019. Data source: SEC filings.
Capital Advisors, federally registered in 1978, is a Registered Investment Advisor (RIA) in 32 state(s) with a licensed staff of 24 advisors. Capital Advisors manages $2.2 billion and provides investment advisory services for 1,566 clients (1:66 advisor/client ratio). This firm does not have a disciplinary history.
Benefits
info_outline- Firm does not have any felony convictions.
- Firm uses a transparent fee-only model.
- Firm is a not a broker-dealer, nor is affiliated with one and must act as a fiduciary at all times.
- Firm has been federally registered for 41 years.
- Firm has $1B or more in assets under management.
- The firm's website is secure.
- Firm does not have any misdemeanor convictions.
- Firm does not have a 12b-1 conflict.
- Firm does not serve as an underwriter or general or managing partner of the products they recommend.
- Firm does not offer proprietary products.
- Firm does not have an attorney conflict.
- Firm does not accept performance-based fees.
- Firm does not perform side-by-side management.
- Firm does not receive soft dollar benefits.
- Firm provides mobile-friendly experience for their clients.
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Considerations
info_outline- The firm, or a related person, trade securities for themselves that they also recommend to their clients.
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Firm Information
| Feature | Value |
| Rank (United States) | Top 5% |
| Advisors Directory | View Directory |
| Avg Advisor Years Registered | 6 |
| Percentage of Advisors Trusted | 79% |
| Minimum Investment | $500,000 |
| Average Client Balance | $1,405,102 |
| Total AUM | $2.2 billion |
| Advisor / Client Ratio | 1:66 |
| Headquarters | Tulsa, OK |
| SEC Filings | Forms and Brochures (CRD # 104643) |
| State(s) Registered | AL, AZ, AR, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MI, MN, MS, MO, NE, NV, NH, NM, NY, NC, OH, OK, OR, PA, SC, TN, TX, VA, WA |
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