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Buckhorn Investment Advisors Review

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Buckhorn Investment Advisors, registered in 2018, serves 6 state(s) with a licensed staff of 1 advisors. Buckhorn Investment Advisors manages $58.4 million and provides investment advisory services for 84 clients (1:84 advisor/client ratio).



Firm Information


Summary Firm
Overall Rating
Minimum Investment $250,000
Average Client Balance $695,068
Total AUM $58.4 million
Fee Range AUM fees range from 0.5%-1.00% depending on account balance and investment strategy. Please contact us for more details.
Advisor / Client Ratio 1:84
Languages Offered English
Specialities Investment Planning and Management, Retirement Planning, Personal Growth and Development, Inherited Wealth
Website Visit Site
Phone Number 704-887-4942
Headquarters Charlotte, NC
Locations See locations
LinkedIn Visit Profile
SEC Filings View SEC IAPD CRD #291890

Investment Philosophy


We customize our investment strategies to be consistent with our client's goals, objectives, risk tolerance, and constraints. We differentiate ourselves by utilizing individual stocks (Equity) in the construction of our portfolios.



Disciplinary Questions


After checking the disciplinary records of Buckhorn Investment Advisors, our system found no disciplinary questions to ask. Checks take place monthly.



Conflict Questions


After checking the regulatory records of Buckhorn Investment Advisors, our system has identified the following question(s) to ask. Learn more.


How does Buckhorn Investment Advisors approach insurance sales? What conflicts do I need to be made aware of?


Currently Buckhorn Investment Advisors actively practices as insurance brokers or agents, or they are affiliated with an insurance company or agency. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist.


Which securities does Buckhorn Investment Advisors trade for itself that it will also be recommending to me?


Buckhorn Investment Advisors has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.


Our system found no other conflict questions to ask. Checks take place monthly.



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Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Buckhorn Investment Advisors:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").


View Fee Disclosures




FAQs





Other Firms


Financial Concepts Unlimited, Summit Rock Advisors, Commerce Asset Management, Colefp




This automated report was generated using SEC and FINRA data and was last updated on April 4th, 2021*. For data support, email "support@investor.com". Views: 330 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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