Birch Investment Management Review
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June 16th, 2022
Birch Investment Management, registered in 2011, serves 1 state(s) with a licensed staff of 1 advisors. Birch Investment Management manages $17.4 million and provides investment advisory services for 58 clients (1:58 advisor/client ratio).
Firm Information
| Summary | Firm |
| Overall Rating | |
| Minimum Investment | $500,000 |
| Average Client Balance | $299,269 |
| Total AUM | $17.4 million |
| Fee Range | AUM fee is 1% annually on the first $1 million, 0.5% on the next $2 million, and 0.25% on assets over $3 million. Please review our ADV for the most current fee schedule. |
| Advisor / Client Ratio | 1:58 |
| Languages Offered | English |
| Specialities | Investment Planning and Management, Retirement Planning, Gen X, and Baby Boomers |
| Clientele | Serves clients virtually across the United States. |
| Website | Visit Site |
| Phone Number | 605-250-3644 |
| Headquarters | Brookings, SD |
| Locations | See locations |
| Visit Profile | |
| sodakfeeonly | |
| Visit Profile | |
| SEC Filings | View SEC IAPD CRD #158735 |
Investment Philosophy
We strive to build portfolios and ongoing investment plans that meet the goals of our clients. We don't try to time the market and instead focus on long-term planning and strategy. We choose investments that help meet the needs of the overall client financial plan. Our areas of focus include global diversification, asset location, minimizing costs, and tax efficiency.
Disciplinary Questions
After checking the disciplinary records of Birch Investment Management, our system found no disciplinary questions to ask. Checks take place monthly.
Conflict Questions
After checking the regulatory records of Birch Investment Management, our system has identified the following question(s) to ask. Learn more.
Which securities does Birch Investment Management trade for itself that it will also be recommending to me?
Birch Investment Management has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.
Our system found no other conflict questions to ask. Checks take place monthly.
Disciplinary History
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Birch Investment Management:
Cost
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
FAQs
What services can Birch Investment Management provide?
As a financial advisory firm, Birch Investment Management can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Where is Birch Investment Management headquartered? Which states do its financial advisors serve?
Birch Investment Management is headquartered in Brookings, SD and currently serves in 1 state: South Dakota.
What is the average client balance at Birch Investment Management?
While Birch Investment Management advises clients across a variety of portfolio sizes, the average client balance is currently $299,269. In total, Birch Investment Management manages $17,357,640 in assets.
What is the historical performance of Birch Investment Management?
Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
Can I write a review of Birch Investment Management or file a complaint?
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
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This automated report was generated using SEC and FINRA data and was last updated on June 16th, 2022*. For data support, email "support@investor.com". Views: 427 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.
*SEC data last verified 06/16/2022. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA. Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process.
