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Arista Wealth Management Review

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Arista Wealth Management, registered in 2013, serves 11 state(s) with a licensed staff of 5 advisors. Arista Wealth Management manages $446.1 million and provides investment advisory services for 143 clients (1:29 advisor/client ratio).



Firm Information


Summary Firm
Overall Rating
Minimum Investment $250,000
Average Client Balance $3,119,354
Total AUM $446.1 million
Fee Range Fees range depending on account balance. Fees will not exceed 1.5% of client assets
Advisor / Client Ratio 1:29
Languages Offered English, Spanish, Italian, Samoan, and Cantonese
Specialities Investment Planning and Management, Retirement Planning, Business Owners, Business Planning
Website Visit Site
Phone Number 702-309-9970
Headquarters Las Vegas, NV
Locations See locations
Facebook Visit Profile
Twitter aristawealth
LinkedIn Visit Profile
SEC Filings View SEC IAPD CRD #141504

Investment Philosophy


We focus on our client's goals, visions, and dreams as we plan for their financial journey. We allocate their investments based on their time horizon, and we stay disciplined in our investment approach through up and down markets.



Disciplinary Questions


After checking the disciplinary records of Arista Wealth Management, our system found no disciplinary questions to ask. Checks take place monthly.



Conflict Questions


After checking the regulatory records of Arista Wealth Management, our system has identified the following question(s) to ask. Learn more.


Does Arista Wealth Management offer mutual funds that have 12b-1 fees?


12b-1 fees increase the total annual cost of owning a mutual fund with no guarantee of higher returns. Some firms receive these fees as payments, which creates an incentive to promote them.


Does Arista Wealth Management accept soft-dollar benefits? How do these benefits affect the firm’s selection of a broker-dealer partner?


Arista Wealth Management receives soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best trade execution for their clients.


Which securities does Arista Wealth Management trade for itself that it will also be recommending to me?


Arista Wealth Management has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.


Our system found no other conflict questions to ask. Checks take place monthly.



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Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Arista Wealth Management:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").


View Fee Disclosures




FAQs





Other Firms


Private Portfolios, Bluestone Wealth Planning, Triton Financial Group, Fortune Financial Advisors




This automated report was generated using SEC and FINRA data and was last updated on September 4th, 2021*. For data support, email "support@investor.com". Views: 439 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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