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Amadeus Wealth Alternatives Review

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Amadeus Wealth Alternatives, registered in 2014, is a Registered Investment Advisor (RIA) in 2 state(s) with a licensed staff of 1 advisors. Amadeus Wealth Alternatives manages $60.5 million and provides investment advisory services for 23 clients (1:23 advisor/client ratio).



Disciplinary Questions


After checking the disciplinary records of Amadeus Wealth Alternatives, our system has identified the following question(s) to ask. Learn more.

announcement Your firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. What happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity?


announcement The SEC, CFTC, or another regulatory agency has previously entered an order against your firm or an advisory affiliate in connection with an investment-related activity. What happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity?


announcement Your firm or an advisory affiliate was previously involved with violating a regulation or statute of a domestic or foreign court, the SEC, CFTC, or another regulatory body or commodities exchange. What happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity?


Our system found no other disciplinary questions to ask. Checks take place monthly.


Conflict Questions


After checking the regulatory records of Amadeus Wealth Alternatives, our system has identified the following question(s) to ask. Learn more.

announcement Do you offer mutual funds that have 12b-1 fees?

Why ask? 12b-1 fees increase the total annual cost of owning a mutual fund with no guarantee of higher returns. Some firms receive these fees as payments, which creates an incentive to promote them.

announcement Which securities do you trade for yourself that you will also be recommending to me?

Why ask? This firm has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.

Our system found no other conflict questions to ask. Checks take place monthly.



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Firm Information


As a financial advisory firm, also known as a Registered Investment Advisor (RIA), Amadeus Wealth Alternatives can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.

Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.

Summary Firm
Minimum Investment Ask firm
Average Client Balance $2,628,422
Total AUM $60.5 million
Fee Range Ask firm
Advisor / Client Ratio 1:23
Website Visit Site
Phone Number 212-697-3930
Headquarters New York, NY
Locations See locations
Facebook Facebook page unknown
Twitter amadeuswealth
LinkedIn LinkedIn page unknown
SEC Filings View SEC IAPD CRD #170408





Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Amadeus Wealth Alternatives:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").


View Fee Disclosures




FAQs





Other Firms


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