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Altman Investment Management Review

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Altman Investment Management, registered in 2001, is a Registered Investment Advisor (RIA) in 3 state(s) with a licensed staff of 3 advisors. Altman Investment Management manages $100.0 million and provides investment advisory services for 32 clients (1:11 advisor/client ratio).



Disciplinary Questions


After checking the disciplinary records of Altman Investment Management, our system found no disciplinary questions to ask. Checks take place monthly.


Conflict Questions


After checking the regulatory records of Altman Investment Management, our system found no conflict questions to ask. Checks take place monthly.



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Firm Information


As a financial advisory firm, also known as a Registered Investment Advisor (RIA), Altman Investment Management can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.

Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.

Summary Firm
Advisors Directory View Directory
Avg Advisor Years Registered 21
Minimum Investment Ask firm
Average Client Balance $3,125,799
Total AUM $100.0 million
Investment-Related Prohibition - Court No
Advisor / Client Ratio 1:11
Website Visit Site
Phone Number 609-252-0048
Headquarters Princeton, NJ
SEC Filings View SEC IAPD CRD #113832



Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Altman Investment Management:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").



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This automated report was generated using SEC and FINRA data and was last updated on August 12th, 2020*. For data support, email "support@investor.com". Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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