TD Ameritrade

Trust Score 95%
Trust Score info_outline

Last updated: August 21st, 2019. Data source: SEC filings.


TD Ameritrade, federally registered in 1998, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 23 advisors. TD Ameritrade manages $19.7 billion and provides investment advisory services for 161,336 clients (1:7015 advisor/client ratio). This firm or an advisory affiliate has a disciplinary history (see below).


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Firm Information

Feature Value
Minimum Investment $25,000
Average Client Balance $122,058
Hybrid Advisor Yes
Disciplinary History Yes
Total AUM $19.7 billion
Advisor / Client Ratio 1:7015
Headquarters Omaha, NE
SEC Filings Forms and Brochures    (CRD # 111514)
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY

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