TD Ameritrade

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Last updated: January 21st, 2020. Data source: SEC filings.

TD Ameritrade, federally registered in 1998, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 23 advisors. TD Ameritrade manages $21.2 billion and provides investment advisory services for 167,233 clients (1:7271 advisor/client ratio). This firm or an advisory affiliate has a disciplinary history (see below).

Trusted 2019 Trusted Firm

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Firm Information


Feature Value
Rank (United States) Top 20%
Advisors Directory View Directory
Avg Advisor Years Registered 2
Percentage of Advisors Trusted 3%
Minimum Investment $25,000
Average Client Balance $126,941
Total AUM $21.2 billion
Advisor / Client Ratio 1:7271
Headquarters Omaha, NE
SEC Filings Forms and Brochures    (CRD # 111514)
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY


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