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Stewart Advisory Services Review

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Stewart Advisory Services, registered in 2013, is a Registered Investment Advisor (RIA) in 2 state(s) with a licensed staff of 1 advisors. Stewart Advisory Services manages $22.9 million and provides investment advisory services for 54 clients (1:54 advisor/client ratio).



Disciplinary Questions


After checking the disciplinary records of Stewart Advisory Services, our system found no disciplinary questions to ask. Checks take place monthly.


Conflict Questions


After checking the regulatory records of Stewart Advisory Services, our system has identified the following question(s) to ask. Learn more.

announcement Do you accept soft-dollar benefits? How did these benefits affect your firm’s selection of a broker-dealer partner?

Why ask? This firm receives soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best trade execution for their clients.

announcement Which securities do you trade for yourself that you will also be recommending to me?

Why ask? This firm has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.

Our system found no other conflict questions to ask. Checks take place monthly.



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Firm Information


As a financial advisory firm, also known as a Registered Investment Advisor (RIA), Stewart Advisory Services can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.

Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.

Summary Firm
Overall Rating
Minimum Investment $0
Average Client Balance $424,382
Total AUM $22.9 million
Fee Range AUM fees Fall into a range up to a maximum of 1.25% depending on the account balance. Please contact us for more details.
Advisor / Client Ratio 1:54
Languages Offered English
Specialities Baby Boomers, Retirees, Retirement Planning, Investment Planning, and Management
Website Visit Site
Phone Number 607-215-4992
Headquarters Elmira, NY
Locations See locations
Facebook Facebook page unknown
Twitter Twitter handle unknown
LinkedIn Visit Profile
SEC Filings View SEC IAPD CRD #166562

Investment Philosophy


Simply put, we have your back. Offering honest, unbiased, and comprehensive advice is our way of preparing you for life’s greatest joys, tragedies, and everything in between. That’s why we measure our success in your quality of life. That being said, we’re well-equipped to help clients with unique needs including Pre Retirees, Retirees, Employers, and Bereaved Individuals.




Disciplinary History


An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Stewart Advisory Services:




Cost


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").


View Fee Disclosures




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Other Firms


Filament, Buttonwood Wealth, Wood River Consulting, Independent Wealth Management




This automated report was generated using SEC and FINRA data and was last updated on August 26th, 2020*. For data support, email "support@investor.com". Views: 265 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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