Rothschild Asset Management Review

Trust Score 94%
Trust Score info_outline

Rothschild Asset Management, federally registered in 1970, is a Registered Investment Advisor (RIA) in 53 state(s) with a licensed staff of 15 advisors. Rothschild Asset Management manages $9.4 billion and provides investment advisory services for 2,515 clients (1:168 advisor/client ratio).

Fees may vary, please contact an advisor.


  • Firm uses a transparent fee-only model
  • Firm has $1B or more in assets under management
  • Firm has been federally registered for 49 years


  • There is only one licensed advisor for every 168 clients (industry average 1:50)
  • Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest
  • Firm accepts performance-based fees and may be incentivized to take inappropriate risks to beat their performance benchmark

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Managed Investing

Feature Value
Estimated Fees (Annual) N/A on $0 portfolio
Annual Management Fee Notes Fees may vary, please contact an advisor.
Minimum Investment $0
Minimum Annual Fee $0
Average Account AUM $3,740,397
Hybrid Advisor Yes
Disciplinary History No
Total AUM $9.4 billion
Advisor / Client Ratio 1:168
Headquarters 1251 Ave OF The Americas New York, NY 10020
SEC Filings Forms and Brochures

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