Nuveen Fund Advisors Review

Trust Score 88%
Trust Score info_outline

Nuveen Fund Advisors, federally registered in 1978, is a Registered Investment Advisor (RIA) in 53 state(s) with a licensed staff of 19 advisors. Nuveen Fund Advisors manages $139.2 billion and provides investment advisory services for 59 clients (1:4 advisor/client ratio).

Fees may vary, please contact an advisor.


  • Firm uses a transparent fee-only model
  • There is one licensed advisor for every 4 clients (industry average 1:50)
  • Firm has $1B or more in assets under management


  • Firm serves fewer than 1,000 clients
  • Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest
  • Firm actively engages in insurance sales and may be incentivized to insure clients with products that generate high sales commissions when lower cost alternatives may exist

View Full Report

Managed Investing

Feature Value
Estimated Fees (Annual) N/A on $0 portfolio
Disciplinary History No
Total AUM $139.2 billion
Average Account AUM $2,359,715,269
Hybrid Advisor Yes
Annual Management Fee Notes Fees may vary, please contact an advisor.
Minimum Investment $0
Minimum Annual Fee $0
Advisor / Client Ratio 1:4
Headquarters 333 West Wacker Drive Chicago, IL 60606
SEC Filings Forms and Brochures

Questions & Answers

Get answers about Nuveen Fund Advisors

Ask a question question_answer