Nuveen Fund Advisors Review

Trust Score 89%
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Nuveen Fund Advisors, federally registered in 1978, is a Registered Investment Advisor (RIA) in 53 state(s) with a licensed staff of 7 advisors. Nuveen Fund Advisors manages $135.3 billion and provides investment advisory services for 184 clients (1:27 advisor/client ratio). This firm has a disciplinary history (see below).


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Firm Information

Feature Value
Minimum Investment $0
Avg Account Balance $735,506,799
Hybrid Advisor Yes
Disciplinary History Yes
Total AUM $135.3 billion
Advisor / Client Ratio 1:27
Headquarters 333 West Wacker Drive Chicago, IL 60606
SEC Filings Forms and Brochures
State(s) Registered AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY

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