Nuveen Fund Advisors Review

Trust Score 89%
Trust Score info_outline

Nuveen Fund Advisors, federally registered in 1978, is a Registered Investment Advisor (RIA) in 53 state(s) with a licensed staff of 19 advisors. Nuveen Fund Advisors manages $139 billion and provides investment advisory services for 59 clients (1:4 advisor/client ratio).


  • Firm uses a transparent fee-only model
  • There is one licensed advisor for every 4 clients (industry average 1:50)
  • Firm has $1B or more in assets under management


  • Firm serves fewer than 1,000 clients
  • Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest
  • Firm actively engages in insurance sales and may be incentivized to insure clients with products that generate high sales commissions when lower cost alternatives may exist

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Managed Investing

Feature Value
Estimated Fees (Annual) N/A on $0 portfolio
Disciplinary History No
Total AUM $139 billion
Average Account AUM $2,359,715,269
Hybrid Advisor Yes
Annual Management Fee Notes None
Minimum Investment $0
Minimum Annual Fee $0
Advisor / Client Ratio 1:4
Headquarters 333 West Wacker Drive Chicago, IL 60606
SEC Filings Forms and Brochures

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